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EX-99.2 - EX-99.2 - NTS MORTGAGE INCOME FUNDa11-28453_1ex99d2.htm
EX-99.1 - EX-99.1 - NTS MORTGAGE INCOME FUNDa11-28453_1ex99d1.htm

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): October 24, 2011

 

NTS MORTGAGE INCOME FUND

(Exact name of registrant as specified in its charter)

 

Delaware

(State or other

jurisdiction of

incorporation)

 

0-18550

(Commission file

number)

 

61-1146077

(IRS Employer

Identification No.)

 

10172 Linn Station Road
Louisville, Kentucky 40223
(Address of principal executive offices)

 

(502) 426-4800
(Registrant’s telephone number, including area code)

 

N/A
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 7.01  Regulation FD Disclosure.

 

On October 24, 2011, NTS Mortgage Income Fund (the “Fund”) sent a letter to its stockholders providing an update on the status of the Fund’s dissolution and liquidation process, along with the Fund’s June 30, 2011 and December 31, 2010 unaudited financial statements.  The letter and unaudited financial statements are attached to this Current Report on Form 8-K as Exhibits 99.1 and 99.2 and are incorporated in their entirety in this Item 7.01 disclosure by reference.

 

Item 9.01.  Financial Statements and Exhibits.

 

(a)

Financial Statements of Businesses Acquired: N/A

(b)

Pro Forma Financial Information: N/A

(c)

Shell Company Transactions: N/A

(d)

Exhibits:

 

 

99.1

Letter to Stockholders dated October 24, 2011

 

 

99.2

Unaudited Financial Statements as of June 30, 2011 and December 31, 2010

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

NTS MORTGAGE INCOME FUND,

 

a Delaware corporation

 

 

 

 

 

By:

/s/ Gregory A. Wells

 

Name:

Gregory A. Wells

 

Title:

Secretary/Treasurer/Chief Financial Officer

 

Date:

October 25, 2011

 

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