Attached files
file | filename |
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EX-32 - EX-32 - LL&E ROYALTY TRUST | h80246bexv32.htm |
EX-31 - EX-31 - LL&E ROYALTY TRUST | h80246bexv31.htm |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment
No. 1)
(Mark One)
[ü] | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
SECURITIES
EXCHANGE ACT OF 1934
For the quarterly period ended June 30,
2009
OR
[ ] | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE |
SECURITIES
EXCHANGE ACT OF 1934
Commission file number 1-8518
LL&E
ROYALTY TRUST
(Exact name of registrant as
specified in its charter)
Texas
|
76-6007940 | |
(State or other jurisdiction of Incorporation
or organization) |
(I.R.S. Employer Identification No.) |
|
The
Bank of New York Mellon Trust Company, N.A., Trustee Global Corporate Trust 919 Congress Avenue Austin, Texas (Address of principal executive offices) |
78701 (Zip Code) |
Registrants telephone number, including area code:
(800) 852-1422
Indicate by check mark whether the registrant (1) has filed
all reports required to be filed by Section 13 or 15(d) of
the Securities Exchange Act of 1934 during the preceding
12 months (or for such shorter period that the registrant
was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days.
Yes No ü
Indicate by check mark whether the registrant has submitted
electronically and posted on its corporate Web site, if any,
every Interactive Data File required to be submitted and posted
pursuant to Rule 405 of
Regulation S-T
during the preceding 12 months (or for such shorter period
that the registrant was required to submit and post such files).
Yes No
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated
filer, or a smaller reporting company. See the definitions of
large accelerated filer, accelerated
filer and smaller reporting company in
Rule 12b-2
of the Exchange Act. (Check one):
Large Accelerated Filer | Accelerated Filer | Non-Accelerated Filer | Smaller reporting company ü |
(Do not check if a smaller reporting company)
Indicate by check mark whether the registrant is a shell company
(as defined in
Rule 12b-2
of the Exchange
Act).Yes No ü
At August 1, 2011, 18,991,304 Units of Beneficial Interest
in the registrant were outstanding.
Explanatory
Note
This amendment is being filed solely to correct errors in the
check marks on the cover page of the original filing. Although
the printers proof of the original filing showed the check
marks to be correctly placed, the filing as transmitted to the
SEC contained incorrect check marks. No other changes to the
original filing are made by this amendment.
PART II
OTHER INFORMATION
Item 1A. | Risk Factors |
Except as set forth in the Trusts Annual Reports on
Form 10-K
for the years ended December 31, 2009 and 2010, there have
been no material changes in the risk factors disclosed under
Part I, Item 1A of the Trusts Annual Report on
Form 10-K
for the year ended December 31, 2008.
Item 6. | Exhibits |
(a) | Exhibits |
Exhibit |
|||||||
Number | Description | ||||||
4 | (a) | | Trust Agreement for LL&E Royalty Trust, dated as of June 1, 1983, between the Company and First City National Bank of Houston, as Trustee. | ||||
28 | .1 | (a) | | Agreement of General Partnership of LL&E Royalty Partnership. | |||
28 | .3 | (a) | | Form of Conveyance of Overriding Royalty Interests for Jay Field (Alabama) Property. | |||
28 | .4 | (a) | | Form of Conveyance of Overriding Royalty Interests for Jay Field (Florida) Property. | |||
28 | .5 | (a) | | Form of Conveyance of Overriding Royalty Interests for Offshore Louisiana Property. | |||
28 | .6 | (a) | | Form of Conveyance of Overriding Royalty Interests for South Pass 89 Property. | |||
28 | .7 | (a) | | Form of Royalty Deed. | |||
31 | (b) | | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | ||||
32 | (b) | | Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ||||
99 | .1 | | Reserve Report as of September 30, 2009 dated May 24, 2011 prepared by Miller and Lents, Ltd. (incorporated by reference to exhibit 99.1 to the Trusts Annual Report on Form 10-K for the year ended December 31, 2009 (Commission File No. 1-8518). | ||||
99 | .2 | | Reserve report as of September 30, 2010 dated March 28, 2011 prepared by Miller and Lents, Ltd. (incorporated by reference to exhibit 99.1 to the Trusts Annual Report on Form 10-K for the year ended December 31, 2010 (Commission File No. 1-8518). |
(a) | Incorporated by reference to Exhibits of like designation to Registrants Annual Report on Form 10-K for the period ended December 31, 1983 (Commission File No. 1-8518). | |
(b) | Filed herewith. |
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Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
LL&E ROYALTY TRUST
(Registrant)
By: | THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. |
Trustee
By: |
/s/ MIKE
ULRICH
|
Mike Ulrich
Vice President and Trust Officer
Date: October 20, 2011
NOTE: | Because the Registrant is a trust without officers or employees, only the signature of an officer of the Trustee is available and has been provided. |
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INDEX TO
EXHIBITS
Exhibit |
||||||
Number | Description | |||||
4 | (a) | | Trust Agreement for LL&E Royalty Trust, dated as of June 1, 1983, between the Company and First City National Bank of Houston, as Trustee. | |||
28.1 | (a) | | Agreement of General Partnership of LL&E Royalty Partnership. | |||
28.3 | (a) | | Form of Conveyance of Overriding Royalty Interests for Jay Field (Alabama) Property. | |||
28.4 | (a) | | Form of Conveyance of Overriding Royalty Interests for Jay Field (Florida) Property. | |||
28.5 | (a) | | Form of Conveyance of Overriding Royalty Interests for Offshore Louisiana Property. | |||
28.6 | (a) | | Form of Conveyance of Overriding Royalty Interests for South Pass 89 Property. | |||
28.7 | (a) | | Form of Royalty Deed. | |||
31 | (b) | | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |||
32 | (b) | | Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |||
99.1 | | Reserve Report as of September 30, 2009 dated May 24, 2011 prepared by Miller and Lents, Ltd. (incorporated by reference to exhibit 99.1 to the Trusts Annual Report on Form 10-K for the year ended December 31, 2009 (Commission File No. 1-8518). | ||||
99.2 | | Reserve report as of September 30, 2010 dated March 28, 2011 prepared by Miller and Lents, Ltd. (incorporated by reference to exhibit 99.1 to the Trusts Annual Report on Form 10-K for the year ended December 31, 2010 (Commission File No. 1-8518). |
(a) | Incorporated by reference to Exhibits of like designation to Registrants Annual Report on Form 10-K for the period ended December 31, 1983 (Commission File No. 1-8518). |
(b) | Filed herewith. |
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