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EX-32 - EX-32 - LL&E ROYALTY TRUSTh79041bexv32.htm
EX-31 - EX-31 - LL&E ROYALTY TRUSTh79041bexv31.htm
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 10-Q/A
(Amendment No. 1)
(Mark One)
[ü] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE   
SECURITIES EXCHANGE ACT OF 1934
 
For the quarterly period ended September 30, 2009
 
OR
[  ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE   
SECURITIES EXCHANGE ACT OF 1934
 
Commission file number 1-8518
 
LL&E ROYALTY TRUST
(Exact name of registrant as specified in its charter)
 
     
Texas
  76-6007940
(State or other jurisdiction of incorporation
or organization)
  (I.R.S. Employer
Identification No.)
     
The Bank of New York Mellon
Trust Company, N.A.,
Trustee
Global Corporate Trust
919 Congress Avenue
Austin, Texas
(Address of principal executive offices)
  78701
(Zip Code)
 
 
Registrant’s telephone number, including area code: (800) 852-1422
 
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes             No     ü                              
 
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes                                      No            
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large Accelerated Filer              Accelerated Filer              Non-Accelerated Filer              Smaller reporting company      ü     
(Do not check if a smaller reporting company)
 
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes                                      No     ü     
 
At August 1, 2011, 18,991,304 Units of Beneficial Interest in the registrant were outstanding.
 
 


 

Explanatory Note
 
This amendment is being filed solely to correct errors in the check marks on the cover page of the original filing. Although the printer’s proof of the original filing showed the check marks to be correctly placed, the filing as transmitted to the SEC contained incorrect check marks. No other changes to the original filing are made by this amendment.


 

 
PART II
 
OTHER INFORMATION
 
Item 1A.   Risk Factors
 
Except as set forth in the Trust’s Annual Reports on Form 10-K for the years ended December 31, 2009 and 2010, there have been no material changes in the risk factors disclosed under Part I, Item 1A of the Trust’s Annual Report on Form 10-K for the year ended December 31, 2008.
 
Item 6.   Exhibits
 
(a)   Exhibits
 
               
Exhibit
       
Number       Description
 
  4   (a)     Trust Agreement for LL&E Royalty Trust, dated as of June 1, 1983, between the Company and First City National Bank of Houston, as Trustee.
  28 .1 (a)     Agreement of General Partnership of LL&E Royalty Partnership.
  28 .3 (a)     Form of Conveyance of Overriding Royalty Interests for Jay Field (Alabama) Property.
  28 .4 (a)     Form of Conveyance of Overriding Royalty Interests for Jay Field (Florida) Property.
  28 .5 (a)     Form of Conveyance of Overriding Royalty Interests for Offshore Louisiana Property.
  28 .6 (a)     Form of Conveyance of Overriding Royalty Interests for South Pass 89 Property.
  28 .7 (a)     Form of Royalty Deed.
  31   (b)     Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
  32   (b)     Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
  99 .1       Reserve Report as of September 30, 2009 dated May 24, 2011 prepared by Miller and Lents, Ltd. (incorporated by reference to exhibit 99.1 to the Trust’s Annual Report on Form 10-K for the year ended December 31, 2009 (Commission File No. 1-8518).
  99 .2       Reserve report as of September 30, 2010 dated March 28, 2011 prepared by Miller and Lents, Ltd. (incorporated by reference to exhibit 99.1 to the Trust’s Annual Report on Form 10-K for the year ended December 31, 2010 (Commission File No. 1-8518).
 
 
(a)  Incorporated by reference to Exhibits of like designation to Registrant’s Annual Report on Form 10-K for the period ended December 31, 1983 (Commission File No. 1-8518).
 
(b)  Filed herewith.


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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
LL&E ROYALTY TRUST
(Registrant)
 
  By:  THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.
  Trustee
 
  By: 
/s/  MIKE ULRICH
Mike Ulrich
Vice President and Trust Officer
 
Date: October 20, 2011
 
NOTE:  Because the Registrant is a trust without officers or employees, only the signature of an officer of the Trustee is available and has been provided.


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INDEX TO EXHIBITS
 
               
Exhibit
       
Number       Description
 
  4   (a)     Trust Agreement for LL&E Royalty Trust, dated as of June 1, 1983, between the Company and First City National Bank of Houston, as Trustee.
  28 .1 (a)     Agreement of General Partnership of LL&E Royalty Partnership.
  28 .3 (a)     Form of Conveyance of Overriding Royalty Interests for Jay Field (Alabama) Property.
  28 .4 (a)     Form of Conveyance of Overriding Royalty Interests for Jay Field (Florida) Property.
  28 .5 (a)     Form of Conveyance of Overriding Royalty Interests for Offshore Louisiana Property.
  28 .6 (a)     Form of Conveyance of Overriding Royalty Interests for South Pass 89 Property.
  28 .7 (a)     Form of Royalty Deed.
  31   (b)     Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
  32   (b)     Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
  99 .1       Reserve Report as of September 30, 2009 dated May 24, 2011 prepared by Miller and Lents, Ltd. (incorporated by reference to exhibit 99.1 to the Trust’s Annual Report on Form 10-K for the year ended December 31, 2009 (Commission File No. 1-8518).
  99 .2       Reserve report as of September 30, 2010 dated March 28, 2011 prepared by Miller and Lents, Ltd. (incorporated by reference to exhibit 99.1 to the Trust’s Annual Report on Form 10-K for the year ended December 31, 2010 (Commission File No. 1-8518).
 
 
(a)  Incorporated by reference to Exhibits of like designation to Registrant’s Annual Report on Form 10-K for the period ended December 31, 1983 (Commission File No. 1-8518).
 
(b)  Filed herewith.


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