Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - HOVNANIAN ENTERPRISES INC | y93126exv99w1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 17, 2011
HOVNANIAN ENTERPRISES, INC.
(Exact Name of Registrant as Specified in Charter)
| Delaware | 1-8551 | 22-1851059 | ||
| (State or Other | (Commission File Number) | (I.R.S. Employer | ||
| Jurisdiction | Identification No.) | |||
| of Incorporation) |
110 West Front Street
P.O. Box 500
Red Bank, New Jersey 07701
P.O. Box 500
Red Bank, New Jersey 07701
(Address of Principal Executive Offices) (Zip Code)
(732) 747-7800
(Registrant’s telephone number, including area code)
(Registrant’s telephone number, including area code)
Not Applicable
(Former Name or Former Address, if Changed Since
Last Report)
(Former Name or Former Address, if Changed Since
Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 8.01. | Other Events. |
On October 17, 2011, Hovnanian Enterprises, Inc. (“Hovnanian”) issued a press release relating
to the previously announced private exchange offers and consent solicitation of K. Hovnanian
Enterprises, Inc., a wholly-owned subsidiary of Hovnanian. In the press release, Hovnanian
announced, among other things, an increase in the total consideration with respect to the exchange
offers for certain series of its senior notes, the extension of the Early Tender and Consent Time,
and, in the case of exchange offers for certain series of its senior notes, the Withdrawal and
Revocation Deadline, and has announced the amount of senior notes validly tendered and not validly
withdrawn, by series, as of 5:00 pm, New York City time, on October 17, 2011.
The exchange offers and consent solicitation are being made within the United States only to
“qualified institutional buyers” pursuant to Rule 144A under the Securities Act of 1933, as amended
(the “Securities Act”), and outside the United States to non-U.S. investors pursuant to Regulation
S. The new secured notes being offered have not been and will not be registered under the
Securities Act and may not be offered or sold in the United States absent registration or an
applicable exemption from registration requirements. The information contained in this report does
not constitute an offer to sell or the solicitation of an offer to buy senior notes or new secured
notes subject to the exchange offers in any jurisdiction in which such an offer or sale would be
unlawful.
A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by
reference.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit 99.1 | Press Release dated October 17, 2011. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| HOVNANIAN ENTERPRISES, INC. (Registrant) |
||||
| By: | /s/ J. Larry Sorsby | |||
| Name: | J. Larry Sorsby | |||
| Title: | Executive Vice President and Chief Financial Officer | |||
Date: October 18, 2011
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INDEX TO EXHIBITS
| Exhibit Number | Exhibit | |
| Exhibit 99.1 | Press Release dated October 17, 2011. |
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