Attached files
file | filename |
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EX-10.02 - EX-10.02 - Federal Home Loan Bank of New York | y05245aexv10w02.htm |
EX-31.01 - EX-31.01 - Federal Home Loan Bank of New York | y05245aexv31w01.htm |
EX-31.02 - EX-31.02 - Federal Home Loan Bank of New York | y05245aexv31w02.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
þ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended March 31, 2011
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Commission file number: 000-51397
Federal Home Loan Bank of New York
(Exact name of registrant as specified in its charter)
Federal | 13-6400946 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
|
101 Park Avenue, New York, N.Y. | 10178 | |
(Address of principal executive offices) | (Zip Code) |
(212) 681-6000
(Registrants telephone number, including area code)
(Registrants telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by
Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for
such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its
corporate Web site, if any, every Interactive Data File required to be submitted and posted
pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period
that the registrant was required to submit and post such files). Yes þ No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated
filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer o | Accelerated filer o | Non-accelerated filer þ | Smaller reporting company o | |||
(Do not check if a smaller reporting company) |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the
Exchange Act). Yes o No þ
The number of shares outstanding of the issuers common stock as of September 30, 2011 was
46,300,144.
Explanatory Note
The sole purpose of this Amendment No. 1 to the Federal Home Loan Bank of New Yorks
Quarterly Report on Form 10-Q (the Form 10-Q) for the period ended March 31, 2011, as filed with
the Securities and Exchange Commission (the Commission) on May 12, 2011, is to include Schedule
A to the Bank 2011 Incentive Compensation Plan as part of Exhibit 10.02.
No other changes have been made to the Form 10-Q. This Amendment No. 1 to the Form 10-Q does not
reflect events that may have occurred subsequent to the original filing date, and does not modify
or update in any way disclosures made in the original Form 10-Q.
Item 6. | Exhibits |
Filed with | ||||||||||
this Form | ||||||||||
No. | Exhibit Description | 10-Q/A | Form | File No. | Date Filed | |||||
10.02
|
Bank 2011 Incentive Compensation Plan #* | X | ||||||||
31.01
|
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for the President and Chief Executive Officer | X | ||||||||
31.02
|
Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for the Senior Vice President and Chief Financial Officer | X |
Notes:
# | This exhibit includes a management contract, compensatory plan or arrangement required to be noted herein. | |
* | Portions of the exhibit have been omitted and separately filed with the U.S. Securities and Exchange Commission with a request for confidential treatment. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Federal Home Loan Bank of New York (Registrant) |
||||
/s/ Patrick A. Morgan | ||||
Patrick A. Morgan | ||||
Senior Vice President and Chief Financial Officer Federal Home Loan Bank of New York (on behalf of the Registrant and as the Principal Financial Officer) |
||||
Date: October 13, 2011 |