UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 11, 2011
PACIFIC CAPITAL BANCORP
(Exact name of registrant as specified in its charter)
Delaware | 001-35026 | 95-3673456 | ||
(State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification No.) | ||
1021 Anacapa Street Santa Barbara, California |
93101 | |||
(Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code: (805) 564-6405
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c)) |
EXPLANATORY NOTE
This Current Report on Form 8-K/A (Amendment No. 1) is being filed to update the Current Report on Form 8-K filed by Pacific Capital Bancorp (the Company) on May 16, 2011 (the Original Report) with the Securities and Exchange Commission (the SEC). The sole purpose of this amendment is to disclose, as required by SEC regulations, the decision of the Companys Board of Directors regarding the frequency of future stockholder advisory votes on the compensation of the Companys named executive officers. No changes have been made to the Original Report.
Item 5.07. | Submission of Matters to a Vote of Security Holders. |
As reported in the Original Report, at the Companys 2011 Annual Meeting of Stockholders held on May 11, 2011, 98.74% of the votes cast by stockholders were voted, on an advisory basis, in favor of holding future advisory votes on named executive officer compensation every year. In light of these results, the Companys Board of Directors has decided that future advisory votes on named executive officer compensation will be held every year until the next advisory vote on the frequency of such votes.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
PACIFIC CAPITAL BANCORP | ||||
(Registrant) | ||||
October 6, 2011 |
By: | /s/ Mark K. Olson | ||
Mark K. Olson | ||||
Executive Vice President and Chief Financial Officer |