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EX-99.1 - EXHIBIT 99.1 - PROGRESS ENERGY INCeightk09302011exhibit.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 30, 2011
 
(Commission File
Number)
 
Exact names of registrants as specified in their charters, address of principal executive offices, telephone number and state of incorporation
 
(IRS Employer
Identification No.)
     
1-15929
PROGRESS ENERGY, INC.
56-2155481
 
410 S. Wilmington Street
 
 
Raleigh, North Carolina 27601-1748
 
 
Telephone: (919) 546-6111
 
 
State of Incorporation: North Carolina
 
     

None
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

x Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
 

 

Section 8 – OTHER EVENTS

Item 8.01  Other Events.

On October 3, 2011, Progress Energy, Inc. and Duke Energy Corporation issued a joint press release announcing the conditional authorization of the companies’ proposed merger by the Federal Energy Regulatory Commission (“FERC”) in an order dated September 30, 2011. The authorization is subject to FERC’s approval of mitigation measures to address its finding that the combined company could have an adverse effect on competition in the North Carolina and South Carolina power markets. A copy of the press release is being filed as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference.

Section 9 – FINANCIAL STATEMENTS AND EXHIBITS

Item 9.01  Financial Statements and Exhibits.
 
  (d)       
EXHIBITS.
 
 
 
99.1          
Joint Press Release of Progress Energy, Inc. and Duke Energy Corporation, issued October 3, 2011.


 
 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     
PROGRESS ENERGY, INC.
     
Registrant
       
   
By:    
/s/ Holly H. Wenger
     
Holly H. Wenger
     
Assistant Secretary
       

 
Date:  October 4, 2011


 
 

 

INDEX TO EXHIBITS

 

Exhibit No.
Description
 
99.1
Joint Press Release of Progress Energy, Inc. and Duke Energy Corporation, issued October 3, 2011.