Attached files
| file | filename |
|---|---|
| EX-31.2 - EXHIBIT 31.2 - Auburn Bancorp, Inc. | ex31-2.htm |
| EX-32.1 - EXHIBIT 32.1 - Auburn Bancorp, Inc. | ex32-1.htm |
| EX-32.2 - EXHIBIT 32.2 - Auburn Bancorp, Inc. | ex32-2.htm |
| EX-31.1 - EXHIBIT 31.1 - Auburn Bancorp, Inc. | ex31-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-K/A
x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
For the fiscal year ended June 30, 2011
o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Commission File Number 0-53370
| Auburn Bancorp, Inc. | ||
| (Exact name of registrant as specified in its charter) | ||
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United States
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26-2139168
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(State or other jurisdiction
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(IRS Employer
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of incorporation)
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Identification No.)
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| 256 Court Street, P.O. Box 3157, Auburn, Maine 04212 | ||
| (Address and zip code of principal executive offices) | ||
| (207) 782-0400 | ||
| (Registrant’s telephone number, including area code) |
| None | ||
| (Former name, former address and former fiscal year, if changed since last report) |
Securities Registered Pursuant to Section 12(b) of the Exchange Act:
None
Securities Registered Pursuant to Section 12(g) of the Exchange Act:
Common Stock, par value $0.01 per share
(Title of Class)
(Title of Class)
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
o Yes x No
Indicate by check mark if the registrant is not required to file pursuant to Section 13 or Section 15(d) of the Act.
o Yes x No
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. x Yes o No*
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). o Yes o No
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. x
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer”, “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer o Accelerated filer o
Non-accelerated filer o Smaller reporting company x
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No x
Based upon the closing price of the registrant’s common stock as of December 31, 2009 the aggregate market value of the voting common equity held by non-affiliates was $1,558,038. For purposes of the calculation, all directors and executive officers were deemed to be affiliates of the registrant.
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date: Common Stock, $0.01 par value, 503,284 outstanding as of September 27, 2011
DOCUMENTS INCORPORATED BY REFERENCE
List hereunder the following documents if incorporated by reference and the Part of the Form 10-K (e.g., Part I, Part II, etc.) into which the document is incorporated:
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(1)
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Portions of the Company’s definitive Proxy Statement for its 2011 Annual Meeting of Stockholders (the “Proxy Statement”) are incorporated by reference in Part III of this Form 10-K.
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EXPLANATORY NOTE
This Amendment No.1 filed on Form-10K/A is being filed to revise the following table which is contained in Part I. Business, on page 12, and specifically, to revise the total non-accrual loans at June 30, 2011.
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At June 30,
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2011
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2010
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(Dollars in Thousands)
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Non-accrual loans:
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Mortgage loans
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$ | 358 | $ | 457 | ||||
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Commercial loans
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328 | 91 | ||||||
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Consumer loans
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2 | 3 | ||||||
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Total non-accrual loans
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$ | 688 | $ | 551 | ||||
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Loans greater than90 days delinquent and still accruing:
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Mortgage loans
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$ | — | $ | — | ||||
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Commercial loans
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— | — | ||||||
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Consumer loans
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— | — | ||||||
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Total loans greater than 90 days delinquent and still accruing:
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$ | — | $ | — | ||||
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Other real estate owned
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Total non-performing assets
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$ | 1,220 | $ | 731 | ||||
| $ | 1,908 | $ | 1,282 | |||||
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Ratios:
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Non-performing assets to total loans
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2.79 | % | 1.84 | % | ||||
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Non-performing assets to total assets
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2.45 | % | 1.59 | % | ||||
Interest income of $37,866 would have been recorded for fiscal year 2011 had our non-accruing loans been current in accordance with their original terms and we recorded interest income of $24,492.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Auburn Bancorp, Inc.
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(Registrant)
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Date: September 30, 2011
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By:
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/s/ Allen T. Sterling
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Allen T. Sterling
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President and Chief Executive Officer
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In accordance with the Exchange Act, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
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Name
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Title
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Date
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/s/ Allen T. Sterling
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President and Chief Executive Officer
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September 30, 2011
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Allen T. Sterling
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/s/ Rachel A. Haines
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Principal Financial Officer
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September 30, 2011
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Rachel A. Haines
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/s/ Claire D. Thompson
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Director
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September 30, 2011
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Claire D. Thompson
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/s/ Philip R. St. Pierre
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Director
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September 30, 2011
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Philip R. St. Pierre
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/s/ Bonnie G. Adams
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Director
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September 30, 2011
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Bonnie G. Adams
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/s/ Thomas J. Dean
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Director
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September 30, 2011
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Thomas J. Dean
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/s/ Peter E. Chalke
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Director
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September 30, 2011
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Peter E. Chalke
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/s/ M. Kelly Matzen
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Director
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September 30, 2011
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M. Kelly Matzen
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/s/ Sharon A. Millett
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Director
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September 30, 2011
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Sharon A. Millett
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