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EX-99.1 - 180 DEGREE CAPITAL CORP. /NY/v236094_ex99-1.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):
 
September 29, 2011 (September 29, 2011)
____________
 
HARRIS & HARRIS GROUP, INC.

(Exact name of registrant as specified in its charter)
         
New York
(State or other jurisdiction of
incorporation)
 
0-11576
(Commission File
Number)
 
13-3119827
(IRS Employer
Identification No.)
 
____________
 
1450 Broadway
New York, New York 10018

 (Address of principal executive offices and zip code)
 
(212) 582-0900

(Registrant's telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 

Item 8.01.   Other Events.

Harris & Harris Group, Inc. (NASDAQ: TINY) noted today that NeoPhotonics Corporation announced it will acquire privately held Santur Corporation.  Harris & Harris Group is an investor in publicly traded NeoPhotonics.

The Company's press release is attached hereto as Exhibit 99.1.

Item 9.01.   Financial Statements and Exhibits.

 
(a) 
Not applicable.

 
(b) 
Not applicable.

 
(c) 
Not applicable.

 
(d) 
Exhibits.

Exhibit No.                                           Description

 
99.1
Press Release dated September 29, 2011

 
 

 

SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Date:          September 29, 2011 HARRIS & HARRIS GROUP, INC.
 
By: /s/ Daniel B. Wolfe               
Daniel B. Wolfe
President
   
   
 
 
 

 
 
EXHIBIT INDEX
 
Exhibit No.
Description
   
99.1
Press Release dated September 29, 2011