Attached files
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(AMENDMENT NO. 1)
(MARK ONE)
[X] QUARTERLY REPORT UNDER SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2011
[ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from TO
Commission File Number 0-30503
-------
AVSTAR AVIATION GROUP, INC.
(Exact Name of Registrant as Specified in Its Charter)
Colorado 76-0635938
(State or other jurisdiction of incorporation (I.R.S. Employer
or organization) Identification No.)
3600 GESSNER, SUITE 220, HOUSTON, TEXAS 77063
(Address of principal executive offices)
713-965-7582
(Registrant's telephone number)
Check whether the issuer (1) filed all reports required to be filed by Section
13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter
period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days. Yes [ ] No [X]
Indicate by check mark whether the registrant has submitted electronically and
posted on its corporate Web site, if any, every Interactive Data File required
to be submitted and posted pursuant to Rule 405 of Regulation S-T (232.405 of
this chapter) during the preceding 12 months (or for such shorter period that
the registrant was required to submit and post such files). Yes [X] No [ ]
Indicate by check mark whether the Registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer, or a smaller reporting company. See
the definitions of "large accelerated filer," "accelerated filer" and "smaller
reporting company" in Rule 12b-2 of the Exchange Act (Check one).
Large accelerated filer [ ] Accelerated filer [ ]
Non-accelerated filer [ ] Smaller reporting company [X]
(Do not check if smaller reporting company)
Indicate by check mark whether the registrant is a shell company (as defined in
Rule 12b-2 of the Exchange Act). Yes [ ] No [X]
State the number of shares outstanding of each of the issuer's classes of common
equity, as of the latest practicable date: 315,460,075 common shares as of
August 2, 2011
AMENDMENT NO. 1 TO THE QUARTERLY REPORT ON FORM 10-Q
FOR THE QUARTER ENDED JUNE 30, 2011
EXPLANATORY NOTE
We are filing this Amendment No. 1 (the "Amendment") to our Quarterly
Report on Form 10-Q for the quarter ended June 30, 2011 (the "Quarterly Report")
for the following reasons:
* to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405
of Regulation S-T.
* to check the box on the cover page hereof to indicated that we are
not a shell company (this box was inadvertently left unchecked)
Other than for these changes, the Quarterly Report is not being amended in
any respect. This Amendment speaks as of the original filing date of the Form
10-Q, does not reflect events that may have occurred subsequent to the original
filing date and does not modify or update in any way disclosures made in the
original Form 10-Q.
Pursuant to rule 406T of Regulation S-T, the interactive data files on
Exhibit 101 hereto are deemed not filed or part of a registration statement or
prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as
amended, are deemed not filed for purposes of Section 18 of the Securities Act
of 1934, as amended, and otherwise are not subject to liability under those
sections.
ITEM 6. EXHIBITS.
(a) The following exhibits are filed with this Quarterly Report or are
incorporated herein by reference:
Exhibit
Number Description
10.01 Form of 8% Convertible Note made payable by us to Asher Enterprises,
Inc.*
31.01 Certification pursuant to Rule 13a-14(a) of the Securities Exchange
Act of 1934.*
31.02 Certification pursuant to Rule 13a-14(a) of the Securities Exchange
Act of 1934.*
32.01 Certification Pursuant to 18 U.S.C. Section 1350, as pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002.*
32.02 Certification Pursuant to 18 U.S.C. Section 1350, as pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002.*
101.INS** XBRL Instance Document
101.SCH** XBRL Taxonomy Extension Schema Document
101.CAL** XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF** XBRL Taxonomy Extension Definition Linkbase Document
101.LAB** XBRL Taxonomy Extension Label Linkbase Document
101.PRE** XBRL Taxonomy Extension Presentation Linkbase Document
* Previously filed
** XBRL information is furnished and not filed or a part of a registration
statement or prospectus for purposes of sections 11 or 12 of the
Securities Act of 1933, as amended, is deemed not filed for purposes of
section 18 of the Securities Exchange Act of 1934, as amended, and
otherwise is not subject to liability under these sections.
SIGNATURES
In accordance with the requirements of the Exchange Act, the Registrant has
duly caused this Report to be signed on its behalf by the undersigned, thereunto
duly authorized.
AVSTAR AVIATION GROUP, INC.
(Registrant)
By: /s/ Clayton I. Gamber
---------------------
Clayton I. Gamber,
Chief Executive Officer
(Principal Executive Officer)
By: /s/ Robert Wilson
---------------------
Robert Wilson,
Vice President and Chief Financial
Officer
(Principal Financial Officer and
Principal Accounting Officer)
September 14, 2011