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EX-99.01 - EXHIBIT 99.01 - PALISADE BIO, INC.v234738_ex99-01.htm
EX-99.02 - EXHIBIT 99.02 - PALISADE BIO, INC.v234738_ex99-02.htm

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 

FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported): September 13, 2011

Neuralstem, Inc.
(Exact name of registrant as specified in Charter)

 
Delaware
 
000-1357459
 
52-2007292
(State or other jurisdiction of
incorporation or organization)
 
(Commission File No.)
 
(IRS Employee Identification No.)
 
9700 Great Seneca Highway, Rockville, Maryland 20850
(Address of Principal Executive Offices)
 
(301) 366-4841
 (Issuer Telephone number)
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 
 
Item 7.01                      Regulation FD Disclosure

On September 13, 2011, representatives of Neuralstem, Inc. (the “Company”) presented at the Rodman & Renshaw Annual Healthcare Conference in New York, NY (“Conference”).  Filed herewith as Exhibit 99.01 are the slides that were presented at such conference.

On September 12, 2011, the Company issued a press release announcing that the Company’s representatives would be presenting at the Conference.  A copy of the press release is filed herewith as Exhibit 99.02.

The information contained in this Current Report on Form 8-K and the exhibits attached hereto shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information or such exhibits be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. The information set forth in or exhibits to this Form 8-K shall not be deemed an admission as to the materiality of any information in this report that is required to be disclosed solely to satisfy the requirements of Regulation FD.
 
Item 9.01                          Financial Statement and Exhibits.
 

Exhibit Number
  
Description
     
99.01
 
Slides presented at conference on September 13, 2011
99.02
 
A Copy of the press release issued on September 12, 2011.

 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
Date:  September 13, 2011   Neuralstem, Inc.  
     
 
/s/ Richard Garr  
 
By:  Richard Garr
 
 
Chief Executive Officer