Attached files
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| EXCEL - IDEA: XBRL DOCUMENT - SoOum Corp. | Financial_Report.xls |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________________________
FORM 10-Q/A
x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2011
o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF
THE EXCHANGE ACT OF 1934
For the transition period from _________ to _________
Commission File Number: 000-7475
____________________________
SWORDFISH FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
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Minnesota
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41-0831186
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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142 Wembley Way
Rockwall, TX 75032
(Address of principal executive offices)
(972) 310-1830
(Registrant’s telephone number)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such requirements for the past 90 days.
þ Yes oNo
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes o No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer”, “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filero
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Accelerated filero
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Non-accelerated filero
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Smaller reporting companyþ
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
o Yes þ No
The number of shares of issuer’s common stock, par value $0.0001 per share, outstanding as of August 1, 2011, was 276,063,340. The registrant has no other classes of securities outstanding.
EXPLANATORY NOTE
The purpose of this Amendment No. 1 to Swordfish Financial, Inc.'s Quarterly Report on Form 10-Q for the quarter ended June 30, 2011, filed with the Securities and Exchange Commission on August 15, 2011, is solely to furnish Exhibit 101 to the Form 10-Q and make conforming changes to Item 6. Exhibits. Exhibit 101 provides the financial statements and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language). No other substantive changes have been made to the Form 10-Q. This Amendment does not reflect events that may have occurred subsequent to the original filing date.
Item 6. Exhibits.
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Listing of Exhibits:
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31.1
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Certification of Chief Executive Officer. (incorporated by reference to Exhibit 31.1 of the Quarterly Report on Form 10-Q filed with the Commission on August 15, 2011). | |
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31.2
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Certification of Chief Financial Officer. (incorporated by reference to Exhibit 31.2 of the Quarterly Report on Form 10-Q filed with the Commission on August 15, 2011). | |
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32.1
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Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. (incorporated by reference to Exhibit 32.1 of the Quarterly Report on Form 10-Q filed with the Commission on August 15, 2011). | |
| 101 | Interactive data files pursuant to Rule 405 of Regulation S-T. | |
Signatures
In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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SWORDFISH FINANCIAL, INC.
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Date: September 7, 2011
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By:
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/s/ Michael Alexander
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Its: Chief Executive Officer and President
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Date: September 7, 2011
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By:
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/s/ Randy Moseley
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Its: Chief Financial Officer
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