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EXCEL - IDEA: XBRL DOCUMENT - CASPIAN SERVICES INCFinancial_Report.xls

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 10-Q/A
AMENDMENT NO. 1

[X]
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
For the Quarterly Period Ended June 30, 2011

[  ]
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
For the Transition Period From ________ to _________

Commission File Number 000-33215

CASPIAN SERVICES, INC.
(Exact name of registrant as specified in its charter)

Nevada
 
87-0617371
(State or other jurisdiction of
 
(I.R.S. Employer
incorporation or organization)
 
Identification No.)
     
257 East 200 South, Suite 490
   
Salt Lake City, Utah
 
84111
(Address of principal executive offices)
 
(Zip Code)
 
(801) 746-3700
(Registrant’s telephone number, including area code)

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.Yes þ  Noo

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files.) Yes þ  Noo

Indicate by check mark whether the registrant is a large accelerated filed, an accelerated filer, a non-accelerated filer or a smaller public company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer o                                                                                                                       Accelerated filer o
Non-accelerated filer o (Do not check if a smaller reporting company)                   Smaller reporting company þ

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act.) Yes o   Noþ

As of August 12, 2011, the registrant had 52,213,757 shares of common stock, par value $0.001, issued and outstanding.

 
 

 
CASPIAN SERVICES, INC.

EXPLANATORY NOTE

 
The sole purpose of this Amendment No. 1 to our Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2011 as filed with the Securities and Exchange Commission on August 15, 2011 (the “Form 10-Q”) is to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T.
 
No other changes have been made to the Form 10-Q. This Amendment No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.
 
Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, and otherwise are not subject to liability under those sections.

PART II - OTHER INFORMATION

Item 6.  Exhibits

Exhibits.  The following exhibits are included as part of this report:

 
Exhibit No.
 
Description of Exhibit
       
 
Exhibit 31.1
 
Certification of Principal Executive Officer Pursuant to
     
Section 302 of the Sarbanes Oxley Act of 2002*
       
 
Exhibit 31.2
 
Certification of Principal Financial Officer Pursuant to
     
Section 302 of the Sarbanes-Oxley Act of 2002*
       
 
Exhibit 32.1
 
Certification Pursuant to Section 906 of the Sarbanes-
     
Oxley Act of 2002*
       
 
Exhibit 32.2
 
Certification Pursuant to Section 906 of the Sarbanes-
     
Oxley Act of 2002*
       
 
Exhibit 101.INS
 
XBRL Instance Document**
       
 
Exhibit 101.SCH
 
XBRL Taxonomy Extension Schema Document**
       
 
Exhibit 101.CAL
 
XBRL Taxonomy Extension Calculation Linkbase Document**
       
 
Exhibit 101.DEF
 
XBRL Taxonomy Definition Linkbase Dcoument**
       
 
Exhibit 101.LAB
 
XBRL Taxonomy Extension Label Linkbase Document**
       
 
Exhibit 101.PRE
 
XBRL Taxonomy Extension Presentation Linkbase Document**

*           These exhibits were previously included in our Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2011, filed on August 15, 2011.
**         Furnished herewith.
 
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
      CASPIAN SERVICES, INC.  
           
           
Date:
September 6, 2011
 
By:
/s/ Alexey Kotov
 
       
Alexey Kotov
 
       
Chief Executive Officer
 


Date:
September 6, 2011
 
By:
/s/ Indira Kalieva
 
       
Indira Kalieva
 
       
Chief Financial Officer
 
 
 
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