Attached files
| file | filename |
|---|---|
| EXCEL - IDEA: XBRL DOCUMENT - SunOpta Inc. | Financial_Report.xls |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 10-Q/A
(Amendment No.
1)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended July 2, 2011
OR
[_] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from ____________ to ____________.
Commission file number: 001-34198
SUNOPTA INC.
(Exact name of
registrant as specified in its charter)
| CANADA | Not Applicable |
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
| 2838 Bovaird Drive West | |
| Brampton, Ontario L7A 0H2, Canada | (905) 455-1990 |
| (Address of principal executive offices) | (Registrant’s telephone number, including area code) |
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes [X] No [_]
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
Yes [X] No [_]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
| Large accelerated filer [_] | Accelerated filer [X] |
| Non-accelerated filer [_] | Smaller reporting company [_] |
| (Do not check if a smaller reporting company) |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes [_] No [X]
The number of the registrant’s common shares outstanding as of August 2, 2011 was 65,691,007.
EXPLANATORY NOTE
The sole purpose of this Amendment No. 1 to SunOpta Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended July 2, 2011, filed with the Securities and Exchange Commission on August 10, 2011 (the “Form 10-Q”), is to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T. Exhibit 101 provides the financial statements and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language).
No other changes have been made to the Form 10-Q. This Amendment No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way the disclosures made in the original Form 10-Q.
Item 6. Exhibits
The list of exhibits in the Exhibit Index is incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
SUNOPTA INC.
By: /s/ Steven
Bromley
Steven Bromley
President and Chief Executive
Officer
(Authorized Signatory and Principal
Financial Officer)
Date: August 26, 2011
EXHIBIT INDEX
| Exhibit No. | Description |
| 10.1 |
SunOpta Inc. 2002 Stock Option Plan, Amended and Restated May 2011 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 24, 2011) |
| 31 * |
Certification by Steven Bromley, President, Chief Executive Officer and Acting Principal Financial Officer, pursuant to Rule 13a– 14(a) under the Securities Exchange Act of 1934, as amended. |
| 32 ** |
Certification by Steven Bromley, President, Chief Executive Officer and Acting Principal Financial Officer, pursuant to 18 U.S.C Section 1350. |
| 101 *** |
The following financial information from SunOpta Inc’s Quarterly Report on Form 10-Q for the quarterly period ended July 2, 2011, formatted in XBRL (eXtensible Business Reporting Language): (i) Consolidated Statements of Operations for the quarter and two quarters ended July 2, 2011 and July 3, 2010, (ii) Consolidated Statements of Comprehensive Earnings for the quarter and two quarters ended July 2, 2011 and July 3, 2010, (iii) Consolidated Balance Sheets as at July 2, 2011 and January 1, 2011, (iv) Consolidated Statements of Shareholders’ Equity as at and for the two quarters ended July 2, 2011 and July 3, 2010, (v) Consolidated Statements of Cash Flows for the quarter and two quarters ended July 2, 2011 and July 3, 2010 and (vi) the Notes to Consolidated Financial Statements, tagged as blocks of text. |
| * |
Filed as an exhibit to the original Form 10-Q for the quarterly period ended July 2, 2011, filed with the Securities and Exchange Commission on August 10, 2011. |
| ** |
Furnished as an exhibit to the original Form 10-Q for the quarterly period ended July 2, 2011, filed with the Securities and Exchange Commission on August 10, 2011. |
| *** |
Submitted electronically herewith. Pursuant to Rule 406T of Regulation S-T, the Interactive Data Files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections. |