Attached files
| file | filename |
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| EX-31.3 - EXHIBIT 31.3 - ALTEVA, INC. | v232826_ex31-3.htm |
| EX-31.4 - EXHIBIT 31.4 - ALTEVA, INC. | v232826_ex31-4.htm |
| EXCEL - IDEA: XBRL DOCUMENT - ALTEVA, INC. | Financial_Report.xls |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-Q/A
(Amendment No. 1)
R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2011
OR
£ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from __________ to __________
Commission File No. 000-11174
Warwick Valley Telephone Company
(Exact name of registrant as specified in its charter)
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New York
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14-1160510
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(State or other jurisdiction of
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(I.R.S. Employer
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incorporation or organization)
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Identification No.)
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47 Main Street
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Warwick, New York
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10990
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone, including area code: (845) 986-8080
(Former name, former address and former fiscal year, if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES R NO £
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). YES R NO £
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer £
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Accelerated filer R
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Non-accelerated filer £ (Do not check if a smaller reporting company)
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Smaller reporting company £
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Indicate by check mark whether the registrant is a shell company (as defined by Rule 12b-2 of the Exchange Act) YES £ NO R
The number of shares of Warwick Valley Telephone Company common stock outstanding as of August 4, 2011 was 5,482,876.
Explanatory Note
The sole purpose of this amendment to our Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2011, originally filed with the Securities and Exchange Commission on August 9, 2011, is to furnish Exhibit 101 to the Form 10-Q, which contains the XBRL (eXtensible Business Reporting Language) Interactive Data File for the financial statements and notes included in Part I, Item 1 of the Form 10-Q. As permitted by Rule 405(a)(2)(ii) of Regulation S-T, Exhibit 101 was required to be furnished by amendment within 30 days of the original filing date of the Form 10-Q.
No other changes have been made to the Form 10-Q and the Form 10-Q has not been updated to reflect events occurring subsequent to the original filing date.
ITEM 6. EXHIBITS
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10.1
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Severance Agreement, dated May 5, 2011, by and between the Company and Kenneth H. Volz, former Executive Vice President, Chief Financial Officer and Treasurer (previously filed with the original Form 10-Q).
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10.2
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Orange County-Poughkeepsie Limited Partnership Amendment 5, dated April 10, 2007 (previously filed with the original Form 10-Q).
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10.3
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Orange County-Poughkeepsie Limited Partnership Amendment 6, dated May 26, 2011 (previously filed with the original Form 10-Q).
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10.4
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Agreement dated May 26, 2011, by and between Verizon Wireless of the East, LP, Cellco Partnership and the Company (previously filed with the original Form 10-Q).
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*10.5
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Employment Agreement dated May 9, 2011, by and between the Company and Ralph Martucci, Jr. (incorporated by reference from Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 20, 2011).
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*10.6
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Amended and Restated Warwick Valley Telephone 2008 Long-Term Incentive Plan (incorporated by reference from Appendix A to the Company’s Definitive Proxy Statement filed on March 28, 2011).
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31.1
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Rule 13a-14(a)/15d-14(a) Certification signed by Duane W. Albro, President, and Chief Executive Officer (previously filed with the original Form 10-Q).
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31.2
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Rule 13a-14(a)/15d-14(a) Certification signed by Ralph Martucci, Jr., Executive Vice President, Chief Financial Officer and Treasurer (previously filed with the original Form 10-Q). |
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31.3
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Rule 13a-14(a)/15d-14(a) Certification signed by Duane W. Albro, President, and Chief Executive Officer. |
| 31.4 | Rule 13a-14(a)/15d-14(a) Certification signed by Ralph Martucci, Jr., Executive Vice President, Chief Financial Officer and Treasurer. |
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32.1
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Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Duane W. Albro, President, and Chief Executive Officer (previously filed with the original Form 10-Q).
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32.2
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Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Ralph Martucci, Jr., Executive Vice President, Chief Financial Officer and Treasurer (previously filed with the original Form 10-Q).
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| 101.INS | XBRL Instance Document |
| 101.SCH | XBRL Taxonomy Extension Schema Document |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document |
* Management contract or compensatory plan or arrangement.
+ Pursuant to Rule 406T of Regulation S-T, the information in this exhibit is deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, is deemed not filed for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, and otherwise is not subject to liability under these sections.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Warwick Valley Telephone Company | |||
| (Registrant) | |||
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Date: August 24, 2011
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By:
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/s/ Duane W. Albro | |
| Duane W. Albro | |||
| President and Chief Executive Officer | |||
| (Principal Executive Officer) | |||
| Date: August 24, 2011 | By: | /s/ Ralph Martucci, Jr. | |
| Ralph Martucci, Jr. | |||
| Executive Vice President, Chief Financial Officer and Treasurer | |||
| (Principal Financial and Accounting Officer) | |||
Index to Exhibits
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31.3
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Rule 13a-14(a)/15d-14(a) Certification signed by Duane W. Albro, President, and Chief Executive Officer.
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31.4
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Rule 13a-14(a)/15d-14(a) Certification signed by Ralph Martucci, Jr., Executive Vice President, Chief Financial Officer and Treasurer.
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101.INS
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XBRL Instance Document
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101.SCH
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XBRL Taxonomy Extension Schema Document
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101.CAL
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XBRL Taxonomy Extension Calculation Linkbase Document
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101.DEF
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XBRL Taxonomy Extension Definition Linkbase Document
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101.LAB
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XBRL Taxonomy Extension Label Linkbase Document
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101.PRE
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XBRL Taxonomy Extension Presentation Linkbase Document
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