UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report: August 3, 2011
(Date of earliest event reported)
CA, Inc.
(Exact name of registrant as specified in charter)
Delaware
(State or other jurisdiction of incorporation)
     
1-9247   13-2857434
     
(Commission File Number)   (IRS Employer Identification No.)
     
One CA Plaza
Islandia, New York
  11749
     
(Address of principal executive offices)   (Zip Code)
(800) 225-5224
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 5.07   Submission of Matters to a Vote of Security Holders.
(a)   The annual meeting of stockholders of CA, Inc. (the “Company”) was held on August 3, 2011.
 
(b)   The final voting results on the proposals presented at the meeting are set forth below.
1. Election of Directors:
                                 
            Shares             Broker Non-  
    Shares For     Against     Abstentions     Votes  
Raymond J. Bromark
    372,206,540       47,804,392       386,400       22,151,300  
Gary J. Fernandes
    372,694,767       47,315,527       387,038       22,151,300  
Rohit Kapoor
    375,386,177       33,256,911       11,754,244       22,151,300  
Kay Koplovitz
    372,565,121       47,400,228       431,983       22,151,300  
Christopher B. Lofgren
    375,105,667       44,914,100       377,565       22,151,300  
William E. McCracken
    375,647,916       44,367,275       382,141       22,151,300  
Richard Sulpizio
    372,724,719       47,288,475       384,138       22,151,300  
Laura S. Unger
    375,543,069       44,501,143       353,120       22,151,300  
Arthur F. Weinbach
    370,027,051       50,007,483       362,798       22,151,300  
Renato (Ron) Zambonini
    373,019,602       47,010,737       366,993       22,151,300  
2. Proposal 2 — Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2012:
                                 
                            Broker Non-  
    Shares For     Shares Against     Abstentions     Votes  
Proposal 2
    405,141,329       37,230,674       176,629       0  
3. Proposal 3 — Advisory vote on compensation of the Company’s Named Executive Officers:
                                 
                            Broker Non-  
    Shares For     Shares Against     Abstentions     Votes  
Proposal 3
    367,493,570       52,686,850       216,912       22,151,300  
4. Proposal 4 — Advisory vote on the frequency of the advisory vote on compensation of the Company’s Named Executive Officers:
                                         
    Shares For     Shares For     Shares For             Broker Non-  
    One Year     Two Years     Three Years     Abstentions     Votes  
Proposal 4
    375,510,760       405,585       30,768,688       13,712,299       22,151,300  
5. Proposal 5 — Approval of the CA, Inc. 2011 Incentive Plan:
                                 
                            Broker Non-  
    Shares For     Shares Against     Abstentions     Votes  
Proposal 5
    347,139,472       72,826,605       431,255       22,151,300  

 


 

6. Proposal 6 — Approval of the CA, Inc. 2012 Employee Stock Purchase Plan:
                                 
                            Broker Non-  
    Shares For     Shares Against     Abstentions     Votes  
Proposal 6
    415,801,287       4,193,520       402,525       22,151,300  
(d)   Disclosure regarding the frequency of the stockholder advisory vote on compensation of the Company’s Named Executive Officers:
A majority of the votes cast by stockholders voted, on an advisory basis, to hold an annual advisory vote on compensation of the Company’s Named Executive Officers. The Company’s Board of Directors had recommended an annual advisory vote in the Company’s 2011 Annual Proxy Statement. Therefore, the Board of Directors has determined that it will include a stockholder advisory vote on compensation of its Named Executive Officers in its proxy materials annually until the next advisory vote on the frequency of the advisory vote on compensation of the Company’s Named Executive Officers, which will occur no later than the Company’s 2017 annual meeting of stockholders.

 


 

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  CA, Inc.
 
 
Date: August 5, 2011  By:   /s/ C.H.R. DuPree    
    C.H.R. DuPree   
    Senior Vice President, Corporate Governance, and Corporate Secretary