Attached files

file filename
EX-5.1 - OPINION OF SIDLEY AUSTIN LLP - GOLDMAN SACHS GROUP INCdex51.htm
EX-8.1 - OPINION OF SIDLEY AUSTIN LLP AS TO CERTAIN FEDERAL TAX MATTERS - GOLDMAN SACHS GROUP INCdex81.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported):

July 18, 2011

 

 

THE GOLDMAN SACHS GROUP, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   No. 001-14965   No. 13-4019460

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

200 West Street

New York, New York

  10282
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 902-1000

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 9.01. Financial Statements and Exhibits.

The Goldman Sachs Group, Inc. (the “Registrant”) has filed a Registration Statement on Form S-3ASR (333-154173) (the “Registration Statement”) under the Securities Act of 1933, as amended, registering, among other securities, its Medium-Term Notes, Series D (the “Notes”) that may be offered from time to time. A legal opinion as to the legality of certain of the Notes is being filed as Exhibit 5.1 and a tax opinion as to certain tax matters is being filed as Exhibit 8.1 to this Current Report.

 

  (d) Exhibits.

The following exhibits are incorporated by reference into the Registration Statement as exhibits thereto and are filed as part of this Current Report:

 

  5.1      Opinion of Sidley Austin LLP as to the legality of certain of the Registrant’s Medium-Term Notes, Series D
  8.1      Opinion of Sidley Austin LLP as to certain federal tax matters
23.1      Consent of Sidley Austin LLP (included in Exhibit 5.1)
23.2      Consent of Sidley Austin LLP (included in Exhibit 8.1)


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

THE GOLDMAN SACHS GROUP, INC.

(Registrant)

Date: July 18, 2011     By:  

  /s/ Kenneth L. Josselyn

      Name:       Kenneth L. Josselyn
      Title:       Assistant Secretary


EXHIBIT INDEX

 

Exhibit

Number

 

Description

  5.1

  Opinion of Sidley Austin LLP as to the legality of certain of the Registrant’s Medium-Term Notes, Series D

  8.1

  Opinion of Sidley Austin LLP as to certain federal tax matters

23.1

  Consent of Sidley Austin LLP (included in Exhibit 5.1)

23.2

  Consent of Sidley Austin LLP (included in Exhibit 8.1)