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EX-99.1 - EX-99.1 - UNIVERSAL AMERICAN CORP.a11-16411_1ex99d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D. C. 20549

 


 

FORM 8-K

 

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported):  July 15, 2011 (July 15, 2011)

 

UNIVERSAL AMERICAN CORP.

(formerly known as Universal American Spin Corp.)

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

(State or Other Jurisdiction
of Incorporation)

 

001-35149

(Commission File Number)

 

27-4683816

(I.R.S. Employer
Identification No.)

 

Six International Drive, Suite 190

Rye Brook, New York  10573

(Address of principal executive offices) (Zip Code)

 

(914) 934-5200

(Registrant’s telephone number, including area code)

 


 

Not Applicable

(Former name or Former Address, if Changed Since Last Report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 9.01.              Financial Statements and Exhibits.

 

(b)           Pro forma financial information.

 

The unaudited condensed pro forma statements of operations of Universal American Corp. (as accounting successor to Caremark Ulysses Holding Corp.) for the three months ended March 31, 2011 and the years ended December 31, 2010, 2009 and 2008 and the notes related thereto and the unaudited condensed pro forma balance sheet of Universal American Corp. (as accounting successor to Caremark Ulysses Holding Corp.) as of March 31, 2011 and the notes related thereto are filed as Exhibit 99.1 hereto and are incorporated by reference herein.

 

(d)           Exhibits.

 

Exhibit Number

 

Description

99.1

 

Pro forma financial statements.

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:  July 15, 2011

 

 

UNIVERSAL AMERICAN CORP.

 

 

 

 

 

 

 

By:

/s/ Tony L. Wolk

 

 

Name: Tony L. Wolk

 

 

Title: Senior Vice President, General Counsel and Secretary

 

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EXHIBIT INDEX

 

Exhibit Number

 

Description

99.1

 

Pro forma financial statements.

 

4