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EX-99.1 - EXHIBIT 99.1 - CROSSROADS LIQUIDATING TRUSTa6791063ex99_1.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549



FORM 8-K

Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

July 12, 2011 (July 11, 2011)

KEATING CAPITAL, INC.
(Exact name of registrant as specified in its charter)

Maryland

000-53504

26-2582882

(State or other jurisdiction of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

5251 DTC Parkway, Suite 1000

Greenwood Village, CO  80111

(Address of principal executive offices and zip code)


Registrant’s telephone number, including area code: (720) 889-0139

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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Item 7.01     Regulation FD Disclosure.

On July 12, 2011, Keating Capital, Inc. (the “Company”) issued a press release announcing the completion of its continuous public offering on June 30, 2011.  The final closing of escrowed funds from subscribing investors occurred on July 11, 2011.

Since June 1, 2011 through the final closing, the Company sold 3,406,591 shares of common stock in its continuous public offering, resulting in gross proceeds of $33,943,962 million and net proceeds of $30,659,317, after payment of $3,284,645 in dealer manager fees and commissions.

Overall, the Company sold an aggregate of 8,713,622 shares of common stock in its continuous public offering, resulting in total gross proceeds of $86,800,000 and total net proceeds of $78,422,933.

The Company plans to list its shares of common stock on the Nasdaq Capital Market by the end of 2011.

A copy of the Company’s press release issued July 12, 2011 is attached as Exhibit 99.1 and is incorporated herein by this reference.  

Item 9.01     Financial Statements and Exhibits.

(a)  Not applicable.

(b)  Not applicable.

(c)  Not applicable.

(d)  Exhibits.

 

Exhibit No.

 

Description

 
99.1 Press Release dated July 12, 2011
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SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date:

July 12, 2011

KEATING CAPITAL, INC.

 

 

 

 

By:

/s/ Timothy J. Keating

Timothy J. Keating

President and Chief Executive Officer

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