Attached files
file | filename |
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EX-31.4 - EXHIBIT 31.4 - WARNACO GROUP INC /DE/ | c19453exv31w4.htm |
EX-31.3 - EXHIBIT 31.3 - WARNACO GROUP INC /DE/ | c19453exv31w3.htm |
EX-10.1 - EXHIBIT 10.1 - WARNACO GROUP INC /DE/ | c19453exv10w1.htm |
EX-10.4 - EXHIBIT 10.4 - WARNACO GROUP INC /DE/ | c19453exv10w4.htm |
Table of Contents
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark One)
þ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended: October 2, 2010
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File Number: 1-10857
THE WARNACO GROUP, INC.
(Exact Name of Registrant as Specified in Its Charter)
Delaware | 95-4032739 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
501 Seventh Avenue
New York, New York 10018
(Address of principal executive offices, Zip Code)
New York, New York 10018
(Address of principal executive offices, Zip Code)
(212) 287-8000
(Registrants telephone number, including area code)
(Registrants telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by
Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that
the registrant was required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its
corporate Web site, if any, every Interactive Data File required to be submitted and posted
pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months
(or for such shorter period that the registrant was required to submit and post such files). Yes
þ No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated
filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
(Check one):
Large accelerated filer þ | Accelerated filer o | Non-accelerated filer o | Smaller reporting company o |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the
Exchange Act). Yes o No þ
The number of shares outstanding of each of the issuers classes of common equity, as of November
3, 2010 is as follows:
Class of Securities | Shares Outstanding | |
Common Stock, $0.01 par value | 44,504,372 |
TABLE OF CONTENTS
ITEM 6. EXHIBITS | ||||||||
SIGNATURES | ||||||||
Exhibit 10.1 | ||||||||
Exhibit 10.4 | ||||||||
Exhibit 31.3 | ||||||||
Exhibit 31.4 |
Table of Contents
EXPLANATORY NOTE
The Warnaco Group, Inc. (the Company) is filing this Amendment No. 1 (this Form 10-Q/A) to its
Quarterly Report on Form 10-Q for the quarter ended October 2, 2010 (the Initial Form 10-Q) to
amend Item 6. In response to comments received from the Securities and Exchange Commission (the
Commission) regarding a confidential treatment request made by the Company for certain portions
of Exhibits 10.1 and 10.4 to the Initial Form 10-Q, this Amendment No. 1 amends Item 6 to re-file
such exhibits. Additionally, this Amendment No. 1 to the Initial Form 10-Q includes, as Exhibits
31.3 and 31.4, currently dated certifications of the Chief Executive Officer and the Chief
Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Except as described above, no other modifications or updates have been made to the Initial Form
10-Q. Information not affected by items described above remains unchanged and reflects the
disclosures made at the time of, and as of the dates described in, the Initial Form 10-Q. This
Form 10-Q/A does not reflect events occurring after the Initial Form 10-Q, or modify or update
disclosures (including forward-looking statements) which may have been affected by events or
changes in facts occurring after the date of the Initial Form 10-Q. Accordingly, this Form 10-Q/A
should be read in conjunction with the Companys filings made with the Commission subsequent to the
filing of the Initial Form 10-Q, as information in such filings may update or supersede certain
information contained in this Form 10-Q/A.
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Table of Contents
ITEM 6. | EXHIBITS |
The agreements contain representations and warranties by each of the parties to the applicable
agreement. These representations and warranties were made solely for the benefit of the other
parties to the applicable agreement and:
| were not intended to be treated as categorical statements of fact, but rather as a way of allocating the risk to one of the parties if those statements prove to be inaccurate; |
| may have been qualified in such agreements by disclosures that were made to the other party in connection with the negotiation of the applicable agreement; |
| may apply contract standards of materiality that are different from materiality under the applicable security laws; and |
| were made only as of the date of the applicable agreement or such other date or dates as may be specified in the agreement. |
The Company acknowledges that notwithstanding the inclusion of the foregoing cautionary statements,
it is responsible for considering whether additional specific disclosures of material information
regarding material contractual provisions are required to make the statements in this Form 10-Q not
misleading.
Exhibit No. | Description of Exhibit | |||
3.1 | Amended and Restated Certificate of Incorporation
of The Warnaco Group, Inc. (incorporated by
reference to Exhibit 1 to the Form 8-A/A filed by
The Warnaco Group, Inc. on February 4, 2003).* |
|||
3.2 | Third Amended and Restated Bylaws of The Warnaco
Group, Inc. (incorporated by reference to Exhibit
3.2 to the Form 8-K filed by The Warnaco Group,
Inc. on July 13, 2010).* |
|||
10.1 | Credit Agreement, dated as of August 26, 2008,
among Warnaco Inc., The Warnaco Group, Inc., the
Lenders (as defined therein) and Issuers (as
defined therein) party thereto, Bank of America,
N.A., as administrative agent for the revolving
credit facility and as collateral agent for the
Lenders and the Issuers party thereto, Banc of
America Securities LLC and Deutsche Bank Securities
Inc., as joint lead arrangers, Banc of America
Securities LLC, Deutsche Bank Securities Inc. and
J.P. Morgan Securities Inc., as joint bookrunners,
Deutsche Bank Securities Inc., as sole syndication
agent for the Lenders and the Issuers party
thereto, and HSBC Business Credit (USA) Inc.,
JPMorgan Chase Bank, N.A. and RBS Business Capital,
a division of RBS Asset Finance Inc., each as a
co-documentation agent for the Lenders and Issuers
(previously filed as Exhibit 10.1 to The Warnaco
Group, Inc.s Form 10-Q filed August 6, 2010, and
re-filed as Exhibit 10.1 to the Initial Form 10-Q).
# |
|||
10.3 | Pledge and Security Agreement, dated as of August
26, 2008, by The Warnaco Group, Inc., Warnaco Inc.,
and each of the other entities listed on the
signature pages thereto or that becomes a party
thereto, in favor of Bank of America, N.A., as
collateral agent for the secured parties
thereunder. @ # |
|||
10.4 | Canadian Credit Agreement, dated as of August 26,
2008, among Warnaco of Canada Company, The Warnaco
Group, Inc., the Lenders (as defined therein) and
Issuers (as defined therein) party thereto, Bank of
America, N.A., as administrative agent for the
revolving credit facility and as collateral agent
for the Lenders and the Issuers party thereto, Banc
of America Securities LLC and Deutsche Bank
Securities Inc., as joint lead arrangers and joint
book managers, and Deutsche Bank Securities Inc.,
as sole syndication agent for the Lenders and the
Issuers party thereto (previously filed as Exhibit
10.4 to The Warnaco Group, Inc.s Form 10-Q filed
August 6, 2010, and re-filed as Exhibit 10.4 to the
Initial Form 10-Q). # |
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Table of Contents
Exhibit No. | Description of Exhibit | |||
10.7 | General Security Agreement, dated as of August 26,
2008, granted by Warnaco of Canada Company to Bank
of America, N.A. @ # |
|||
10.8 | General Security Agreement, dated as of August 26,
2008, granted by 4278941 Canada Inc. to Bank of
America, N.A. @ |
|||
31.1 | Certification of Chief Executive Officer of The
Warnaco Group, Inc. pursuant to Rule
13a-14(a)/15d-14(a) of the Securities Exchange Act
of 1934, dated November 8, 2010. @ |
|||
31.2 | Certification of Chief Financial Officer of The
Warnaco Group, Inc. pursuant to Rule
13a-14(a)/15d-14(a) of the Securities Exchange Act
of 1934, dated November 8, 2010. @ |
|||
31.3 | Certification
of Chief Executive Officer of The Warnaco Group, Inc. pursuant to
Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934,
dated July 8, 2011. |
|||
31.4 | Certification of Chief Financial Officer of The Warnaco Group, Inc. pursuant to
Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934,
dated July 8, 2011. |
|||
32 | Certifications of Chief Executive Officer and Chief
Financial Officer of The Warnaco Group, Inc.
pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act
of 2002, dated November 8, 2010. (furnished with
the Initial Form 10-Q) |
|||
101.CAL | XBRL Taxonomy Extension Calculation Linkbase @ |
|||
101.INS | XBRL Instance Document @ |
|||
101.LAB | XBRL Taxonomy Extension Label Linkbase @ |
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101.PRE | XBRL Taxonomy Extension Presentation Linkbase @ |
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101.SCH | XBRL Taxonomy Extension Schema Linkbase @ |
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101.DEF | XBRL Definition Linkbase Document @ |
* | Previously filed. | |
| Filed herewith. | |
@ | Filed with the Initial Form 10-Q | |
# | Certain portions of this exhibit omitted and filed separately with the Securities and Exchange Commission pursuant to a request for confidential treatment. |
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Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned thereunto duly authorized.
THE WARNACO GROUP, INC. |
||||
Date: July 8, 2011 | /s/ Joseph R. Gromek | |||
Joseph R. Gromek | ||||
President and Chief Executive Officer | ||||
Date: July 8, 2011 | /s/ Lawrence R. Rutkowski | |||
Lawrence R. Rutkowski | ||||
Executive Vice President and Chief Financial Officer |
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