Attached files
| file | filename |
|---|---|
| EX-31.1 - EX-31.1 - ANCHOR BANCORP WISCONSIN INC | c65114a1exv31w1.htm |
| EX-31.2 - EX-31.2 - ANCHOR BANCORP WISCONSIN INC | c65114a1exv31w2.htm |
| EX-23.1 - EX-23.1 - ANCHOR BANCORP WISCONSIN INC | c65114a1exv23w1.htm |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K /A
(Amendment No. 1)
| þ | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended March 31, 2011
or
| o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from _____________ to ____________.
Commission File No. 001-34955
ANCHOR BANCORP WISCONSIN INC.
(Exact name of registrant as specified in its charter)
| Wisconsin | 39-1726871 | |
| (State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
25 West Main Street
Madison, Wisconsin 53703
Madison, Wisconsin 53703
(Address of principal executive offices)
Registrant’s telephone number, including area code: (608) 252-8700
Securities registered pursuant to Section 12(b) of the Act:
| Common stock, par value $.10 per share | NASDAQ Global Select Market | |
| (Title of Class) | (Name of each exchange on which registered) |
Securities registered pursuant to Section 12(g) of the Act:
Not Applicable
Not Applicable
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of
the Securities Act.
Yes o No þ
Yes o No þ
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or
15(d) of the Act.
Yes o No þ
Yes o No þ
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by
Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for
such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days:
Yes þ No o
Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its
corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant
to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for
such shorter period that the registrant was required to submit and post such files).
Yes þ No o
Yes þ No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation
S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in
definitive proxy or information statements incorporated by reference in Part III of this Form 10-K
or any amendment to this Form 10-K. þ
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated
filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
(Check one):
| Large accelerated filer o | Accelerated filer o | Non-accelerated filer þ (Do not check if a smaller reporting company) | Smaller reporting company o |
Indicate by check mark whether the registrant is a shell company (as defined in Exchange Act Rule
12b-2).
Yes o No þ
Yes o No þ
As of September 30, 2010, the aggregate market value of the 21,683,304 outstanding shares of the
Registrant’s common stock deemed to be held by non-affiliates of the registrant was $13.7 million,
based upon the closing price of $0.66 per share of common stock as reported by the Nasdaq Global
Select Market on such date. Although directors and executive officers of the Registrant and certain
of its employee benefit plans were assumed to be “affiliates” of the Registrant for purposes of
this calculation, the classification is not to be interpreted as an admission of such status.
As of June 3, 2011, 21,677,594 shares of the Registrant’s common stock were outstanding.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the definitive Proxy Statement for the Annual Meeting of Stockholders to be held on
August 4, 2011 (Part III, Items 10 to 14).
EXPLANATORY NOTE
This Amendment No. 1 is being filed solely to include a signed copy of the Consent of the
independent registered public accounting firm as Exhibit 23.1. The original 10-K inadvertently
included an unsigned copy of this item. An executed Exhibit 23.1 is included in this filing, but the content is unchanged from our original
filing except to include the signature of the independent registered public accounting firm on its
Consent.
This Form 10-K/A is limited in scope to the foregoing, and should be read in conjunction with the
original Form 10-K and our other filings with the SEC. Except as described above, we have not
modified or updated other disclosures or information presented in the original Form 10-K.
SIGNATURES
In accordance with the requirements of Section 13 or 15(d) of the Securities Exchange Act, the
Registrant caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
| ANCHOR BANCORP WISCONSIN INC. |
||||
| Dated: 6/30/2011 | /s/ Chris Bauer | |||
| President and Chief Executive Officer | ||||
The following exhibits are filed by reference or herewith as a part of this report:
Index To Exhibits
23.1
|
Consent of Independent Registered Public Accounting Firm | |
31.1
|
Certification of Chief Executive Officer Pursuant to Rules 13a-14 and 15d-14 of the Securities Exchange Act of 1934 and Section 302 of the Sarbanes-Oxley Act of 2002 | |
31.2
|
Certification of Chief Financial Officer Pursuant to Rules 13a-14 and 15d-14 of the Securities Exchange Act of 1934 and Section 302 of the Sarbanes-Oxley Act of 2002 |