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EX-31 - EXHIBIT 31.2 CERTIFICATION - Entia Biosciences, Inc.exhibit312apg.htm
EX-31 - EXHIBIT 31.1 CERTIFICATION - Entia Biosciences, Inc.exhibit311apg.htm
EX-32 - EXHIBIT 32.2 CERTIFICATION - Entia Biosciences, Inc.exhibit322apg.htm
EX-32 - EXHIBIT 32.1 CERTIFICATION - Entia Biosciences, Inc.exhibit321apg.htm


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 10-K/A

Amendment No. 1


[X]

ANNUAL REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the fiscal year ended December 31, 2010.

 


OR

[   ]

TRANSITION REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from _______ to _______.


000-52864

(Commission file number)


[tns10ka_062811apg001.jpg] 


Total Nutraceutical Solutions, Inc.

 (Exact name of registrant as specified in its charter)


Nevada

26-0561199

(State or other jurisdiction

(IRS Employer

of incorporation or organization)

Identification No.)

 

80 Columbia Street, Stevenson, WA 98648

 (Address of principal executive offices)


(509) 427-5132

 (Registrant’s telephone number)


__________________________

 (Former name, former address and former fiscal year, if changed since last report)


Securities registered pursuant to Section 12(b) of the Act:

None


Securities registered pursuant to Section 12(g) of the Act:

Common Stock, $.001 par value



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Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.  YES  [  ]  NO  [X]


Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Exchange Act. YES [  ] NO [X]


Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES [X]  NO [  ]


Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive DataFile required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).  YES [  ]  NO [  ]


Indicate by check mark if disclosure of delinquent filers in response to Item 405 of Regulation S-K is not contained in this herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [   ]


Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See definition of “accelerated filer,” “large accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.  (Check one):


Large accelerated filer [  ]      Accelerated filer [  ]      Non- accelerated filer [  ]      Smaller reporting company [X]


Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).   YES [  ]  NO [X]


The aggregate market value of the voting and non-voting common equity held by non-affiliates of the registrant is $351,583 based on the stock market price of the company’s shares on June 30, 2010.  Shares of common stock held by each officer and director and by each person who is known by the registrant to own 5% or more of the outstanding common stock, if any, have been excluded in that such persons may be deemed to be affiliates of the registrant.  The determination of affiliate status is not necessarily a conclusive determination for any other purpose.  


Number of shares outstanding of the issuer’s common stock as of May 18, 2011: 61,362,470 shares.


DOCUMENTS INCORPORATED BY REFERENCE

None.



Explanatory Note

This Amendment No. 1 on Form 10-K/A (the “Amendment”) to the Annual Report on Form 10-K filed by Total Nutraceutical Solutions, Inc. (the “Company”) on May 18, 2011 (the “Original Annual Report”) corrects a typographical error as reported on the cover page of the Original Annual Report which indicated by check mark incorrectly that the Company had not filed all reports required to be filed by Sections 13 or 15(d) of the Exchange Act during the past 12 months.

Except as described above, the remainder of the Original Annual Report is unchanged and this Amendment does not reflect any event occurring after the date of the Original Annual Report.




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PART IV


Item 15. Exhibits, Financial Statement Schedules.


(a)(3)  Exhibits


The following information required under this item is filed as part of this report:


31.1*

Certification of Principal Executive Officer pursuant to Section 302 of the Sarbannes Oxley Act of 2002.


31.2*

Certification of Principal Financial Officer pursuant to Section 302 of the Sarbannes Oxley Act of 2002.


32.1*

Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Chief Executive Officer)


32.2*

Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Chief Financial Officer)

_______

* Filed herewith




SIGNATURES


In accordance with Section 13 or 15(d) of the Exchange Act of 1934, as amended, the registrant caused this Annual Report on Form 10-K/A to be signed on its behalf by the undersigned, thereunto duly authorized, in Portland, Oregon on this 28th day of June, 2011.


 

 

 

 

TOTAL NUTRACEUTICAL SOLUTIONS, INC.

 

 

 

 

By:  

/s/ Marvin S. Hausman, M.D.

 

Marvin S. Hausman, M.D.

Chief Executive Officer, Chairman of the Board

(Principal Executive Officer)

(Principal Financial and Accounting Officer)

 

 


In accordance with Section 13 or 15(d) of the Exchange Act of 1934, as amended, this Annual Report on Form 10-K/A has been signed below by the following persons on behalf of the registrant in the capacities indicated below on this 28th day of June, 2011.


Signature

 

Title

 

 

 

 

 

 

/s/ Marvin S. Hausman, M.D.

 

Chief Executive Officer, Chairman of the Board, Director

Marvin Hausman, M.D.

 

(Principal Executive Officer)

 

 

(Principal Financial and Accounting Officer)

 

 

 

/s/ Philip A. Sobol, M.D.

 

Director

Philip A. Sobol, M.D.

 

 

 

 

 

 

 

 

/s/  Elliot L. Shelton, Esq.

 

Director

Elliot A. Shelton, Esq.

 

 




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