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EX-99.1 - STRATS SM TRUST FOR DOMINION RESOURCES SEC SER 2004-3efc11-396_ex991.htm
 
       
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 


FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported):  June 13, 2011
 
SYNTHETIC FIXED-INCOME SECURITIES, INC. ON BEHALF OF:
STRATSSM TRUST FOR DOMINION RESOURCES SECURITIES, SERIES 2004-3 

(Exact Name of Registrant as Specified in Its Charter)


Delaware
333-70808-03
52-2316339
 
001-32027
 
(State or Other Jurisdiction     of Incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)


Synthetic Fixed-Income Securities, Inc.
 
301 South College
 
Charlotte, North Carolina
28288
(Address of Principal Executive Offices)
(Zip Code)


Registrant's telephone number, including area code: (212) 214-6282

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any following provisions (see General Instruction A.2. below):

[  ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]
Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))

[  ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
       
 


 
 

 

The STRATSSM Trust For Dominion Resources Securities, Series 2004-3, which we refer to herein as the “Trust,” was formed pursuant to the Base Trust Agreement, dated as of September 26, 2003, between Synthetic Fixed-Income Securities, Inc., as depositor, and U.S. Bank Trust National Association, as trustee and securities intermediary, as supplemented by the STRATSSM Certificates Series Supplement 2004-3 in respect of the Trust dated as of February 12, 2004.

Item 8.01. OTHER EVENTS

On June 13, 2011 final distribution was made to the holders of the certificates issued by the Trust.  Specific information with respect to the distribution is filed as Exhibit 99.1 hereto.

No other reportable transactions or matters have occurred during the current reporting period.
 
Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS

(c)  
The following exhibit is filed as part of this report:
     
 
99.1
Trustee’s Distribution Statement to the STRATSSM Certificates, Series 2004-3 for June 13, 2011 Scheduled Final Distribution Date.



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SIGNATURE


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.



  Synthetic Fixed-Income Securities, Inc.  
       
 
By:
/s/ William Threadgill  
  Name: William Threadgill  
  Title: President  
       




Date:  June 13, 2011
 

 
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EXHIBIT INDEX


Exhibit Number
Description
   
99.1
Trustee’s Distribution Statement to the STRATSSM Certificates, Series 2004-3 for June 13, 2011 Scheduled Final Distribution Date.
 
 
 
 
 
 
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