UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934
PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): June 13, 2011
DORAL FINANCIAL CORPORATION
(Exact Name of Registrant as Specified in Charter)
Puerto Rico | 001-31579 | 66-031262 | ||
(State or Other Jurisdiction of | (Commission File Number) | (IRS Employer Identification No.) | ||
Incorporation) |
1451 Franklin D. Roosevelt Avenue, San Juan, Puerto Rico 00920-2717
(Address of Principal Executive Offices, Including Zip Code)
(Address of Principal Executive Offices, Including Zip Code)
Registrants telephone number, including area code: 787-474-6700
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers
Effective on June 13, 2011, Mr. Frank W. Baier resigned from the Board of Directors of Doral
Financial Corporation (the Company). Given his resignation, Mr. Baier will not stand for
election as a member of the Board of Directors of the Company at the 2011 Annual Meeting of
Shareholders to be held on June 28, 2011.
Mr. Baier resigned from his position in the Board of Directors of the Company in order to
pursue an employment opportunity with another financial institution. Mr. Baier confirmed that
there were no disputes or disagreements with the Companys management or the other members of the
Board of Directors of the Company in connection with his decision to resign as a director of the
Company.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
DORAL FINANCIAL CORPORATION |
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Date: June 17, 2011 | By: | /s/ Enrique R. Ubarri | ||
Name: | Enrique R. Ubarri | |||
Title: | Executive Vice President and General Counsel |
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