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EX-99.1 - HARRIS & HARRIS GROUP INC /NY/v225539_ex99-1.htm


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______
 
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):
 
June 10, 2011 (June 10, 2011)
_______
 
 
HARRIS & HARRIS GROUP, INC.

 
(Exact name of registrant as specified in its charter)
         
New York
(State or other jurisdiction of
incorporation)
 
0-11576
(Commission File
Number)
 
13-3119827
(IRS Employer
Identification No.)
_______


1450 Broadway
New York, New York 10018

 
(Address of principal executive offices and zip code)
 
(212) 582-0900

 
(Registrant's telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 

Item 8.01.
Other Events.

Harris & Harris Group, Inc. (NASDAQ: TINY) noted today that Kovio, Inc., has raised $15 million in a new equity financing led by Tyco Retail Solutions, a unit of Tyco International.  Harris & Harris Group participated in the Series B' preferred stock financing with an $892,315 investment.  This investment brings Harris & Harris Group's total investment at cost in Kovio to $6,461,533.

The Company's press release is attached hereto as Exhibit 99.1.

Item 9.01.
Financial Statements and Exhibits.

(a)  Not applicable.

(b)  Not applicable.

(c)  Not applicable.

(d)  Exhibits.

 
Exhibit No.
Description

 
99.1
Press Release dated June 10, 2011


 
 

 


SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



Date:  June 10, 2011
HARRIS & HARRIS GROUP, INC.
   
   
   
 
By:  /s/ Douglas W. Jamison
 
Douglas W. Jamison
 
President


 
 

 

EXHIBIT INDEX

 
Exhibit No.
Description

 
99.1
Press Release dated June 10, 2011