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EX-99.01 - EXHIBIT 99.01 - ALLIANCEBERNSTEIN L.P.ex99_01.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549
FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):
June 9, 2011

AllianceBernstein l.p.
(Exact name of registrant as specified in its charter)

Delaware
000-29961
13-4064930
(State or other jurisdiction of incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)

1345 Avenue of the Americas, New York, New York
10105
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code:
212-969-1000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 

 

Item 7.01.
Regulation FD Disclosure.

AllianceBernstein L.P.  is furnishing a news release (“AUM Release”) issued on June 9, 2011, in which it announced its preliminary assets under management as of May 31, 2011. The AUM Release is attached hereto as Exhibit 99.01.
 
Item 9.01.
Financial Statements and Exhibits.
 
 
(d)
Exhibits.

 
AUM Release.

 
 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
AllianceBernstein l.p.
   
Dated:  June 10, 2011
By: 
/s/ Edward J. Farrell
   
Edward J. Farrell
Controller and
Interim Chief Financial Officer