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EX-99.1 - PROSPECTUS SUPPLEMENT - EUROPE 2001 HOLDRS TRUSTss120463_ex9901-europe.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
______________

Date of Report (Date of earliest event reported):  June 6, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Initial Depositor
(Exact name of Registrant as specified in its charter)

Europe 2001 HOLDRS (SM) Trust
[Issuer with respect to the receipts]
 
 
DELAWARE
(State or other jurisdiction of incorporation)
001-16261
Commission File Number
13-5674085
(I.R.S. Employer Identification No.)
 
______________
 
One Bryant Park
New York, New York 10036
(Address of principal executive offices and zip code)

(212) 449-1000
(Registrant’s telephone number, including area code)
______________
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
 
¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 


 
 
 
 
   
Item 8.01. 
Other Events
 
Effective May 31, 2011 (the “delisting date”), Millicom International Cellular S.A., an underlying constituent of the Europe 2001 HOLDRS Trust (the “Trust”), was delisted from trading on NASDAQ GS.  Pursuant to the prospectus for the Trust, if Millicom International Cellular S.A. is not listed for trading on another national securities exchange within five business days from the delisting date, it shall be distributed by The Bank of New York Mellon.  The rate of distribution is 0.08 Millicom International Cellular S.A. shares per Europe 2001 HOLDRS.  The record date and pay date for the distribution shall be June 13, 2011 and June 16, 2011, respectively.
 
Item 9.01. 
Financial Statements and Exhibits
 
 
(d)
Exhibits

 
99.1
Europe 2001 HOLDRS Trust Prospectus Supplement dated June 6, 2011 to Prospectus dated March 15, 2011.
 
 
 
 
 
 
 
 

 
SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
  MERRILL LYNCH, PIERCE, FENNER &
    SMITH INCORPORATED
 
         
         
Date:   June 6, 2011 By:  /s/ Liam B. O’Neil  
  Name: Liam B. O’Neil  
  Title:  Managing Director  
         
 
 

 
 
 
 
 
 
 
 
 

 
EXHIBIT INDEX

Number and Description of Exhibit

(99.1)
Europe 2001 HOLDRS Trust Prospectus Supplement dated June 6, 2011 to Prospectus dated March 15, 2011.