Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - EMERGENT CAPITAL, INC. | w82794exv99w1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 12, 2011
IMPERIAL HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
| Florida | 001-35064 | 30-0663473 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
| 701 Park of Commerce Boulevard, Suite 301 Boca Raton, Florida |
33487 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number including area code: ( 561) 995-4200
(Former name or former address, if changed since last report)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230 .425) |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 2.02 | Results of Operations and Financial Condition |
On May 12, 2011, Imperial Holdings, Inc. (the “Company”) issued a press release
announcing earnings and other financial results for its first quarter ended March 31, 2011.
This Current Report on Form 8-K and the press release attached hereto are being furnished by
the Company pursuant to Item 2.02 “Results of Operations and Financial Condition.” In accordance
with General Instruction B.2 of Form 8-K, the information contained in this Current Report on Form
8-K, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section
or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. In addition, this
information shall not be deemed incorporated by reference into any of the Company’s filings with
the Securities and Exchange Commission, except as shall be expressly set forth by specific
reference in any such filing.
| Item 9.01 | Financial Statements and Exhibits |
(d) Exhibit
Exhibit 99.1 Press release issued by Imperial Holdings, Inc., dated May 12, 2011.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
| May 12, 2011 |
||||
| IMPERIAL HOLDINGS, INC. (Registrant) |
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| By: | /s/ Jonathan Neuman | |||
| Jonathan Neuman | ||||
| President and Chief Operating Officer | ||||
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EXHIBIT INDEX
| Exhibit No. | Description | |
| 99.1 | Press release issued by Imperial Holdings, Inc., dated May 12, 2011. |
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