Attached files
| file | filename |
|---|---|
| 10-Q - FORM 10-Q - HSBC USA INC /MD/ | c64243e10vq.htm |
| EX-12 - EX-12 - HSBC USA INC /MD/ | c64243exv12.htm |
| EX-31 - EX-31 - HSBC USA INC /MD/ | c64243exv31.htm |
EXHIBIT 32
Certification
of Chief Executive Officer and Chief Financial Officer
Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Certification
Pursuant to 18 U.S.C. Section 1350, as Adopted
Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
Section 906 of the Sarbanes-Oxley Act of 2002
The certification set forth below is being submitted in
connection with the HSBC USA Inc. (the “Company”)
quarterly report on
Form 10-Q
for the period ending March 31, 2011 as filed with the
Securities and Exchange Commission on the date hereof (the
“Report”) for the purpose of complying with
Rule 13a-14(b)
or
Rule 15d-14(b)
of the Securities Exchange Act of 1934 (the “Exchange
Act”) and Section 1350 of Chapter 63 of
Title 18 of the United States Code.
I, Irene M. Dorner, President and Chief Executive Officer of the
Company, certify that:
1. the Report fully complies with the requirements of
Section 13(a) or 15(d) of the Exchange Act; and
2. the information contained in the Report fairly presents,
in all material respects, the financial condition and results of
operations of HSBC USA Inc.
Date: May 11, 2011
/s/ IRENE
M. DORNER
Irene M. Dorner
President and Chief Executive Officer
Certification
pursuant to 18 U.S.C. Section 1350, as Adopted
Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
Section 906 of the Sarbanes-Oxley Act of 2002
The certification set forth below is being submitted in
connection with the HSBC USA Inc. (the “Company”)
quarterly report on
Form 10-Q
for the period ending March 31, 2011 as filed with the
Securities and Exchange Commission on the date hereof (the
“Report”) for the purpose of complying with
Rule 13a-14(b)
or
Rule 15d-14(b)
of the Securities Exchange Act of 1934 (the “Exchange
Act”) and Section 1350 of Chapter 63 of
Title 18 of the United States Code.
I, John T. McGinnis, Executive Vice President and Chief
Financial Officer of the Company, certify that:
1. the Report fully complies with the requirements of
Section 13(a) or 15(d) of the Exchange Act; and
2. the information contained in the Report fairly presents,
in all material respects, the financial condition and results of
operations of HSBC USA Inc.
Date: May 11, 2011
/s/ JOHN T. MCGINNIS
John T. McGinnis
Executive Vice President and
Chief Financial Officer
These certifications accompany each Report pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002 and shall
not, except to the extent required by the Sarbanes-Oxley Act of
2002, be deemed filed by HSBC USA Inc. for purposes of
Section 18 of the Securities Exchange Act of 1934, as
amended.
Signed originals of these written statements required by
Section 906 of the Sarbanes-Oxley Act of 2002 have been
provided to HSBC USA Inc. and will be retained by HSBC USA Inc.
and furnished to the Securities and Exchange Commission or its
staff upon request.