UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 


 

Date of Report (Date of earliest event reported): May 5, 2011

 

DUKE ENERGY CORPORATION

(Exact Name of Registrant as Specified in its Charter)

 

Delaware

 

001-32853

 

20-2777218

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

526 South Church Street, Charlotte, North Carolina  28202

(Address of Principal Executive Offices, including Zip code)

 

(704) 594-6200

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240. 13e-4(c))

 

 

 



 

Item 5.07.   Submission of Matters to a Vote of Security Holders.

 

(a)          Duke Energy Corporation (“Duke Energy” or the “Corporation”) held its Annual Meeting of Shareholders (the “Annual Meeting”) on May 5, 2011.

 

(b)         At the Annual Meeting, shareholders elected all 11 of the directors nominated by the Board of Directors and ratified the appointment of Deloitte & Touche LLP as the Corporation’s independent public accountant for 2011.  Each director received a greater number of votes cast “for” his or her election than votes cast “against” his or her election as reflected below.  The shareholders approved, by a non-binding, advisory vote, the executive compensation of the Corporation’s named executive officers, and also recommended, by a non-binding, advisory vote, an annual advisory vote regarding executive compensation.  Three shareholder proposals presented at the meeting were not approved.  For more information on the proposals, see Duke Energy’s proxy statement dated March 17, 2011.  Set forth below are the final voting results for each of the proposals.

 

·                  Election of Director Nominees

 

Director

 

Votes For

 

Votes Withheld

 

Abstentions

 

Broker
Non-Votes

 

William Barnet, III

 

738,133,126

 

13,782,742

 

 

369,444,567

 

 

 

 

 

 

 

 

 

 

 

G. Alex Bernhardt, Sr.

 

735,268,103

 

16,647,765

 

 

369,444,567

 

Michael G. Browning

 

734,876,323

 

17,039,545

 

 

369,444,567

 

Daniel R. DiMicco

 

737,694,584

 

14,221,284

 

 

369,444,567

 

John H. Forsgren

 

737,984,561

 

13,931,307

 

 

369,444,567

 

Ann Maynard Gray

 

734,291,683

 

17,624,185

 

 

369,444,567

 

James H. Hance, Jr.

 

682,518,180

 

69,397,688

 

 

369,444,567

 

E. James Reinsch

 

738,263,712

 

13,652,156

 

 

369,444,567

 

James T. Rhodes

 

738,887,114

 

13,028,754

 

 

369,444,567

 

James E. Rogers

 

716,667,477

 

35,248,391

 

 

369,444,567

 

Philip R. Sharp

 

737,793,426

 

14,122,442

 

 

369,444,567

 

 

·                  Proposal to ratify the appointment of Deloitte & Touche LLP as independent public accountant for 2011

 

Votes For

 

Votes Against

 

Abstentions

 

Broker
Non-Votes

 

1,100,580,811

 

15,620,342

 

5,159,282

 

0

 

 

·                  Advisory Vote on Executive Compensation

 

Votes For

 

Votes Against

 

Abstentions

 

Broker
Non-Votes

 

703,560,496

 

41,269,522

 

7,085,850

 

369,444,567

 

 

·                  Advisory Vote on the Frequency of an Advisory Vote on Executive Compensation

 

1 Year

 

2 Years

 

3 Years

 

Abstentions

 

 

 

 

 

 

 

 

 

565,290,555

 

12,068,885

 

166,969,889

 

7,586,539

 

 

·                  Shareholder proposal relating to preparation of a report on Duke Energy’s global warming-related lobbying activities

 



 

Votes For

 

Votes Against

 

Abstentions

 

Broker
Non-Votes

 

43,192,794

 

624,521,525

 

84,201,549

 

369,444,567

 

 

·                  Shareholder proposal regarding the issuance of a report on the financial risks of continued reliance on coal

 

Votes For

 

Votes Against

 

Abstentions

 

Broker
Non-Votes

 

56,567,429

 

610,053,517

 

85,294,922

 

369,444,567

 

 

·                  Shareholder Proposal regarding an amendment to our organizational documents to require majority voting for the election of directors

 

Votes For

 

Votes Against

 

Abstentions

 

Broker
Non-Votes

 

277,977,161

 

458,027,575

 

15,911,132

 

369,444,567

 

 

(c)          Not applicable.

 

(d)         Based upon the results set forth above for the advisory vote on the frequency of future advisory votes on executive compensation, the Board of Directors has determined that future advisory votes on executive compensation will be submitted to shareholders on an annual basis.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

DUKE ENERGY CORPORATION

 

 

 

 

 

 

Date: May 10, 2011

By:

/s/ Marc E. Manly

 

 

 

 

Name:

Marc E. Manly

 

 

 

 

Title:

Group Executive, Chief Legal Officer and Corporate Secretary

 

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