Attached files
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8-K - FORM 8-K - Life Technologies Corp | a59347e8vk.htm |
EX-3.2 - EX-3.2 - Life Technologies Corp | a59347exv3w2.htm |
Exhibit 3.1
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
OF
LIFE TECHNOLOGIES CORPORATION,
a Delaware Corporation
OF
LIFE TECHNOLOGIES CORPORATION,
a Delaware Corporation
LIFE TECHNOLOGIES CORPORATION, a corporation organized and existing under the laws of the
State of Delaware (the Corporation), hereby certifies as follows:
ONE: The name of this Corporation is LIFE TECHNOLOGIES CORPORATION. Life Technologies
Corporation was originally incorporated under the name Invitrogen Inc., and the original
Certificate of Incorporation of the Corporation was filed with the Secretary of State of Delaware
on May 21, 1997 under the name Invitrogen Inc. The Certificate of Incorporation was later amended
and restated pursuant to the terms of an Agreement and Plan of Merger filed with the Delaware
Secretary of State on June 12, 1997. The Corporation filed an Amended and Restated Certificate of
Incorporation on September 16, 1997. The Amended and Restated Certificate of Incorporation was
further amended pursuant to resolutions approved by the Board of Directors and Stockholders of
the Corporation, and such amendments were filed with the Delaware Secretary of State on January
29, 1999, and September 14, 2000. The Corporation filed a Certificate of Correction to the
September 14, 2000, Amendment to the Amended and Restated Certificate of Incorporation with the
Delaware Secretary of State on February 21, 2001. The Corporation filed a Restated Certificate of
Incorporation with the Delaware Secretary of State on October 20, 2003 and filed a Certificate of
Correction to the October 20, 2003 Restated Certificate of Incorporation with the Delaware
Secretary of State on February 18, 2004. The Corporation filed a Certificate of Amendment to the
October 20, 2003 Restated Certificate of Incorporation with the Delaware Secretary of State on
June 1, 2006. The Corporation filed a Restated Certificate of Incorporation with the Delaware
Secretary of State and a Certificate of Correction to the March 27, 2001 Statement of Designation
on September 14, 2006. The Corporation filed a Restated Certificate of Incorporation with the
Delaware Secretary of State on November 20, 2008. Under the name Life Technologies Corporation,
the Corporation filed a Restated Certificate of Incorporation with the Delaware Secretary of
State on January 6, 2009 and a Restated Certificate of Incorporation with the Delaware Secretary
of State on May 3, 2010.
TWO: This Amended and Restated Certificate of Incorporation has been duly adopted by the
directors and stockholders of the Corporation in accordance with Sections 245 and 242 of the
General Corporation Law of the State of Delaware. This Amended and Restated Certificate of
Incorporation amends and restates the provisions of the Restated Certificate of Incorporation of
this Corporation as filed with the Secretary of State of the State of Delaware on May 3, 2010.
THREE: The text of the Restated Certificate of Incorporation as heretofore in
effect is hereby amended and restated to read in its entirety as follows:
ARTICLE I
The name of the Corporation is Life Technologies Corporation.
ARTICLE II
The
address of the Corporations registered office in the State of
Delaware is: 2711 Centerville Road, Suite 400, Wilmington, County of
New Castle. The name of its registered agent at such address is
Corporation Services Company.
ARTICLE III
The nature of the business or purposes to be conducted or promoted by the Corporation is to
engage in any lawful act or activity for which corporations may be organized under the General
Corporation Law of the State of Delaware.
ARTICLE IV
The total number of shares of capital stock which the Corporation shall have authority to
issue is 406,405,884, of which (a) 6,405,884 shares shall be preferred stock, par value $.01 per
share (Preferred Stock), and (b) 400,000,000 shares shall be common stock, par value $.01
per share (Common Stock).
The Corporation is authorized to issue, from time to time, all or any portion of the capital
stock of the Corporation which may have been authorized but not issued, to such person or persons
and for such lawful consideration as it may deem appropriate, and generally in its absolute
discretion to determine the terms and manner of any disposition of such authorized but unissued
capital stock.
In addition, the Preferred Stock authorized by this Certificate of Incorporation may be issued
from time to time in one or more series. Subject to the limitations and restrictions in this
Article IV set forth, the Board of Directors, by resolution or resolutions, is authorized to create
or provide for any such series, and to fix the designations, preferences and relative,
participating, optional or other special rights, and qualifications, limitations or restrictions
thereof, including, without limitation, the authority to fix or alter the dividend rights, dividend
rates, conversion rights, voting rights, rights and terms of redemption (including sinking fund
provisions), the redemption price or prices, the liquidation preferences and the other preferences,
powers, rights, qualifications, limitations and restrictions of any wholly unissued class or series
of Preferred Stock and the number of shares constituting any such series, and the designation
thereof, or any of them and to increase or decrease the number of shares of any series so created,
subsequent to the issue of that series but not below the number of shares of such series then
outstanding. In case the number of shares of any series shall be so decreased, the shares
constituting such decrease shall resume the status which they had prior to the adoption of the
resolution originally fixing the number of shares of such series.
There shall be no limitation or restriction on any variation between any of the different
series of Preferred Stock as to the designations, preferences, privileges and relative,
participating, optional or other special rights, and the qualifications, limitations or
restrictions thereof; and the several series of Preferred Stock may, except as hereinafter in this
Article IV otherwise expressly provided, vary in any and all respects as fixed and determined by
the resolution or resolutions of the Board of Directors providing for the issuance of the various
series; provided, however, that all shares of any one series of Preferred Stock shall have the same
designation, preferences and relative, participating, optional or other special rights and
qualifications, limitations and restrictions.
Any and all such shares issued for which the full consideration has been paid or delivered
shall be deemed fully paid shares of capital stock, and the holder of such shares shall not be
liable for any further call or assessment or any other payment thereon.
Except as otherwise required by law, or as otherwise fixed by resolution or resolutions of the
Board of Directors with respect to one or more series of Preferred Stock, the entire voting power
and all voting rights shall be vested exclusively in the Common Stock, and each stockholder of the
Corporation who at the time possesses voting power for any purpose shall be entitled to one vote
for each share of such stock standing in his name on the books of the Corporation.
The Corporation may issue fractional shares (up to five decimal places) of Common Stock.
Fractional shares shall be entitled to dividends (on a pro rata basis), and the holders of
fractional shares shall be entitled to all rights as stockholders of the Corporation to the extent
provided herein and under applicable law in respect of such fractional shares. Shares of Common
Stock, or fractions thereof, may, but need not be represented by share certificates. Such shares,
or fractions thereof, not represented by share certificates (the Uncertificated Common
Shares) shall be registered in the stock records book of the Corporation. The Corporation at
any time at its sole option may deliver to any registered holder of such shares share certificates
to represent Uncertificated Common Shares previously issued (or deemed issued) to such holder.
ARTICLE V
In furtherance of and not in limitation of powers conferred by statute, it is further
provided:
1. Board of Directors.
(a) Election of Directors need not be by written ballot unless the bylaws of the Corporation
so provide.
(b) The number of Directors shall be fixed from time to time exclusively by the Board of
Directors pursuant to a resolution adopted by a majority of the total number of authorized
Directors (whether or not there exist any vacancies in previously authorized directorships at the
time any such resolution is presented to the Board for adoption). Commencing with the 2012 annual
meeting of stockholders of the Corporation, the Directors whose terms expire at that meeting and
all subsequent annual meetings of the Corporations stockholders shall be elected annually for
terms expiring at the next succeeding annual meeting of stockholders. Notwithstanding the
foregoing, the Class II directors elected at the 2010 annual meeting of stockholders and the Class
III directors elected at the 2011 annual meeting of stockholders shall continue to serve until
their terms would otherwise expire.
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(c) The election of directors shall occur at the annual meeting of holders of capital stock or
at any special meeting called and held in accordance with the bylaws of the Corporation. Subject to
the rights of the holders of any series of Preferred Stock then outstanding, newly created
directorships resulting from any increase in the authorized number of Directors or any vacancies in
the Board of Directors resulting from death, resignation or other cause (other than the removal
from office by a vote of the stockholders) may be filled only by a majority vote of the Directors
then in office, though less than a quorum. Directors so chosen shall hold office for a term
expiring at the next succeeding annual meeting of stockholders and until their respective
successors are elected and qualified; provided, however, that any director who is replacing a
director who was in the course of serving a three-year term shall serve for the remainder of the
predecessors term. No decrease in the number of directors constituting the Board of Directors
shall shorten the term of any incumbent director.
2. Bylaws. The Board of Directors is expressly authorized to adopt, amend, or repeal the
bylaws of the Corporation to the extent specified therein. The bylaws of the Corporation may be
amended or repealed, and new bylaws may be adopted, by the affirmative vote of the holders of at
least a majority of the outstanding voting power of all the then outstanding shares of the capital
stock of the Corporation entitled to vote generally in the election of directors, voting together
as a single class, or by a vote of at least a majority of the number of directors of the
Corporation then authorized, in the manner prescribed by the laws of the State of Delaware.
ARTICLE VI
Meetings of stockholders may be held within or without the State of Delaware, as the bylaws
may provide. Stockholders may not take action by written consent and may act only at an annual or
special meeting.
ARTICLE VII
To the extent permitted by law, the books of the Corporation may be kept outside the State of
Delaware at such place or places as may be designated in the bylaws of the Corporation or from time
to time by its Board of Directors.
ARTICLE VIII
No person shall be personally liable to the Corporation or its stockholders for monetary
damages for breach of his or her fiduciary duty as a Director of the Corporation, except for
liability (a) for any breach of the Directors duty of loyalty to the Corporation or its
stockholders, (b) for acts or omissions not in good faith or which involve intentional misconduct
or a knowing violation of law, (c) under Section 174 of the General Corporation Law of the State of
Delaware, or (d) for any transaction from which the Director derived an improper personal benefit.
If the General Corporation Law of the State of Delaware is amended after the effective date of this
Amended and Restated Certificate of Incorporation to authorize corporate action further eliminating
or limiting the personal liability of directors, then the liability of each past or present
Director of the Corporation shall be eliminated or limited to the fullest extent permitted by the
General Corporation Law of the State of Delaware, as so amended.
Any repeal or modification of this Article VIII by (a) the stockholders of the Corporation or
(b) an amendment to the General Corporation Law of the State of Delaware (unless such statutory
amendment specifically provides to the contrary) shall not adversely affect any right or protection
existing at the time of such repeal or modification with respect to any acts or omissions occurring
either before or after such repeal or modification, of a person serving as a Director prior to or
at the time of such repeal or modification.
ARTICLE IX
Except for (1) actions in which the Court of Chancery in the State of Delaware concludes that
an indispensable party is not subject to the jurisdiction of the Delaware courts, and (2) actions
in which a Federal court has assumed exclusive jurisdiction of a proceeding, any derivative action
brought by or on behalf of the corporation, and any direct action brought by a stockholder against
the Corporation or any of its directors or officers, alleging a violation of the Delaware General
Corporation Law, the Corporations certificate of incorporation or bylaws or breach of
fiduciary duties or other violation of Delaware decisional law relating to the internal
affairs of the Corporation, shall be brought in the Court of Chancery in the State of Delaware,
which shall be the sole and exclusive forum for such proceedings; provided, however, that the
Corporation may consent to an alternative forum for any such proceedings upon the approval of the
Board of Directors of the Corporation.
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ARTICLE X
The Corporation reserves the right to amend, alter, change or repeal any provision contained
in this Amended and Restated Certificate of Incorporation, in the manner now or hereafter
prescribed by statute; provided, however, that the affirmative vote of a majority of the voting
power of all the then outstanding shares of the capital stock of the Corporation entitled to vote
generally in the election of directors, voting together as a single class, shall be required to
amend or repeal Article V, Article VI, Article VIII, or this Article X. All rights conferred upon
stockholders herein are granted subject to this reservation.
IN WITNESS WHEREOF, this Amended and Restated Certificate of Incorporation has been executed
by the undersigned duly authorized officer of the Corporation on this 28th day of April, 2011.
LIFE TECHNOLOGIES CORPORATION | ||||||
By: | /s/ John A. Cottingham
|
|||||
Chief Legal Officer & Secretary |
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