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EX-9.01 - Graystone Coex9-01.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):  April 13, 2011
 
THE GRAYSTONE COMPANY, INC.
(Exact name of registrant as specified in its charter)


Delaware
(State or other jurisdiction of incorporation)
000-54254
(Commission File No.)
 
27-3051592
(IRS Employer Identification No.)


380 Lexington Ave, 17th Floor
New York, New York 10138
(Address of principal executive offices, including ZIP code)

(917) 310-0077
(Registrant’s telephone number, including area code)

Not Applicable
(Former name or former address, if changed since last report)


 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 
 
o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
 
o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
 
o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b))
 
 
 
o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))
 
 

 
 

 


 
Section 9. Financial Statements and Exhibits

Item 9.01
Financial Statements and Exhibits

Exhibit 9.01:
 
 
 

 



Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized .
 
  The Graystone Company, Inc.  
       
Dated:           April 13, 2011   
By:
/s/ J.W Mézey  
    Name: J.W. Mézey  
    Title: President/COO  
       

                                                                                  
 
 

 
 
EXHIBIT LIST
 
 
Exhibit No. 
Exhibit
 
Exhibit 9.01: