Attached files
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 10-K/A
Amendment No. 1
(Mark One)
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x |
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR |
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Commission File No. 000-51134
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MMRGLOBAL, INC.
(Exact Name of Registrant as Specified in Its Charter)
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Delaware |
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33-0892797 |
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(State or Other Jurisdiction of |
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(I.R.S. Employer Identification No.) |
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4401 Wilshire Blvd., Suite 200, |
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90010 |
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(Address of Principal Executive Offices) |
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(Zip Code) |
(310) 476-7002
(Registrant's telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to Section 12(g) of the Act: Common Stock, $.001 par value
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Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ¨ No x
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes ¨ No x
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes
¨ No ¨Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. (Check one):
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Large accelerated filer ¨ |
Accelerated filer ¨ |
Non-accelerated filer ¨
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Smaller reporting company x |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x
As of June 30, 2010, the last business day of the registrant's most recently completed second fiscal quarter, the aggregate market value of the registrant's common stock was $35,498,880 based on 221,867,998 shares issued and outstanding on such date and a closing sales price for the registrant's common stock of $0.16, as reported on the OTC BB on such date.
As of March 1, 2011, the registrant had 242,294,780 shares of common stock outstanding.
EXPLANATORY NOTE
This Amendment No. 1 to the annual report on Form 10-K of MMRGlobal, Inc., referred to
herein as "we," "us" or "our", for the year ended December 31, 2010, or the Original Form 10-K, which was
originally filed with the Securities and Exchange Commission, or the SEC, on March 31, 2011, is being filed solely to
include Exhibits 10.33 and 10.34, which were intended to be filed with, but were inadvertently omitted from, our Original
Form 10-K. This Amendment No. 1 does not reflect events occurring after March 31, 2011, the date of the filing of our
original Form 10-K, or modify or update those disclosures that may have been affected by subsequent
events.
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized, on April 1, 2011. MMRGLOBAL, INC. By: /s/ Robert H. Lorsch
EXHIBIT INDEX 10.33 * ** Employment Agreement dated as of December 13, 2010, by and between the Company and
Sunil K. Singhal 10.34 * ** Employment Agreement dated as of December 15, 2010, by and between the Company and
Ingrid Safranek 31.1 *Certification of Chief Executive Officer Pursuant to Rule 13a-14(a)/15d-14(a) of the Securities
Exchange Act of 1934. 31.2 *Certification of Chief Financial Officer Pursuant to Rule 13a-14(a)/15d-14(a) of the Securities
Exchange Act of 1934. * Filed herewith ** This exhibit is identified as a management contract or compensatory plan or arrangement pursuant
to Item 15(a)(3) of Form 10-K.
Robert H. Lorsch
Chief Executive Officer