Attached files
file | filename |
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EX-31 - EX-31 - AMERICAN INTERNATIONAL GROUP, INC. | y90581exv31.htm |
EX-99.1 - EX-99.1 - AMERICAN INTERNATIONAL GROUP, INC. | y90581exv99w1.htm |
EX-99.2 - EX-99.2 - AMERICAN INTERNATIONAL GROUP, INC. | y90581exv99w2.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-K/A
(Amendment No. 1)
(Amendment No. 1)
(Mark One)
þ | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 |
|
or | ||
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
Commission file number 1-8787
American International Group, Inc.
(Exact name of registrant as specified in its charter)
Delaware
|
13-2592361 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
180 Maiden Lane, New York, New York | 10038 | |
(Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code (212) 770-7000
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Name of each exchange on which registered | |
Common Stock, Par Value $2.50 Per Share | New York Stock Exchange | |
Warrants (expiring January 19, 2021) | New York Stock Exchange | |
5.75% Series A-2 Junior Subordinated Debentures | New York Stock Exchange | |
4.875% Series A-3 Junior Subordinated Debentures | New York Stock Exchange | |
6.45% Series A-4 Junior Subordinated Debentures | New York Stock Exchange | |
7.70% Series A-5 Junior Subordinated Debentures | New York Stock Exchange | |
Corporate Units (composed of stock purchase contracts and junior subordinated debentures) |
New York Stock Exchange | |
Stock Purchase Rights | New York Stock Exchange |
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined
in Rule 405 of the Securities Act.
Yes þ No o
Indicate by check mark if the registrant is not required to file reports pursuant to
Section 13 or Section 15(d) of the Act.
Yes o No þ
Indicate by check mark whether the registrant (1) has filed all reports required to be filed
by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or
for such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation
S-K is not contained herein, and will not be contained, to the best of registrants knowledge, in
definitive proxy or information statements incorporated by reference in Part III of this Form 10-K
or any amendment to this Form 10-K. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated
filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large
accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Act.
Large accelerated filer þ |
Accelerated filer o | Non-accelerated filer o | Smaller reporting company o |
(Do not check if a smaller reporting company)
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act).
Yes o No þ
The aggregate market value of the voting and nonvoting common equity held by nonaffiliates of
the registrant (based on the closing price of the registrants most recently completed second
fiscal quarter) was approximately $4,397,000,000.
As of January 31, 2011, there were outstanding 1,795,503,716 shares of Common Stock, $2.50 par
value per share, of the registrant.
DOCUMENTS INCORPORATED BY REFERENCE
None
None
Explanatory Note
This amendment (Amendment No. 1) to the Annual Report on Form 10-K for the year ended December 31,
2010 of American International Group, Inc. (the 2010 Annual Report on Form 10-K) is being filed
solely for the purpose of filing two additional exhibits required to be filed by the TARP Standards
for Compensation and Corporate Governance. Other than adding exhibits 99.1 and 99.2, no other Item
of the 2010 Annual Report on Form 10-K is affected by the change. As a result, they have been
omitted from this Amendment No. 1.
Item 15. | Exhibits, Financial Statement Schedules |
(b) Exhibits.
The Exhibit Index listed under Part IV, Item 15(b)
of AIGs 2010 Annual Report on Form 10-K is
hereby amended such that the following documents are added to the Exhibit Index and are included as
exhibits to the 2010 Annual Report on Form 10-K:
Exhibit | ||||||
Number | Description | Location | ||||
31 | Rule 13a-14(a)/15d-14(a) Certifications |
Filed herewith. | ||||
99.1 | Certification of principal executive officer pursuant to Section 111(b)(4)
of the Emergency Economic Stabilization Act of 2008 |
Filed herewith. | ||||
99.2 | Certification of principal financial officer pursuant to Section 111(b)(4)
of the Emergency Economic Stabilization Act of 2008
|
Filed herewith. |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as
amended, the Registrant has duly caused this Annual Report on Form 10-K/A (Amendment No. 1) to be
signed on its behalf by the undersigned, thereunto duly authorized, on the 31st day of March, 2011.
AMERICAN INTERNATIONAL GROUP, INC. |
||||
By /s/ ROBERT H. BENMOSCHE | ||||
(Robert H. Benmosche, President and Chief Executive Officer) | ||||