UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 4, 2011
Qlik Technologies Inc.
Delaware | 001-34803 | 20-1643718 | ||
(State or other Jurisdiction of Incorporation) |
(Commission File No.) | (IRS Employer Identification No.) |
150 N. Radnor Chester Road | ||
Suite E220 | ||
Radnor, Pennsylvania | 19087 | |
(Address of Principal Executive Offices) | (Zip Code) |
Registrants telephone number, including area code: (888) 828-9768
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01. | Other Events. |
On March 4, 2011, Lars Björk, the President and Chief Executive Officer of Qlik Technologies
Inc. (the Company), adopted a prearranged stock trading
plan to sell a portion of his holdings in accordance with the Companys
securities trading policy and the guidelines specified by Rule 10b5-1 under the Securities Exchange
Act of 1934, as amended (Rule 10b5-1).
Rule 10b5-1 permits public company officers, directors and other insiders to adopt written,
prearranged stock trading plans when they are not in possession of material nonpublic information.
These plans establish predetermined trading parameters that do not permit the person adopting the
plan to exercise any subsequent influence over how, when or whether to effect trades. These plans
allow insiders to gradually diversify their investment portfolios and spread stock sales over a
period of time, with the goal of minimizing market impact and avoiding concerns about the timing of
the sales. All sales under the plans will be disclosed publicly through appropriate filings with
the U.S. Securities and Exchange Commission.
Mr. Björks
plan (the Björk Plan) provides for the sale of shares of the Companys common
stock commencing on the third full trading day following the release
of the Company's earnings for the three month period ending
March 31, 2011 and
expiring on November 10, 2012, unless earlier terminated in accordance with
the provisions of the Björk Plan.
The Companys officers, directors or other insiders may adopt prearranged stock trading plans
in accordance with the Companys securities trading policy and the guidelines specified by Rule
10b5-1 from time to time.
The Company does not undertake to report Rule 10b5-1 stock trading plans that may be
established by any of its officers, directors or other insiders in the future, or to report any
modification, termination or other activity under any publicly announced plan, except to the extent
required by law.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the
registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
QLIK TECHNOLOGIES INC. |
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By: | /s/ WILLIAM G. SORENSON | |||
Name: | William G. Sorenson | |||
Title: | Chief Financial Officer, Secretary and Treasurer | |||
Dated: March 10, 2011