Attached files
EXHIBIT H
FORM OF ALLONGE
ALLONGE TO AMENDED AND RESTATED REVOLVING NOTE
ENDORSEMENT SEPARATE FROM INSTRUMENT
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Maker: |
Hudson Technologies Company |
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Payee: |
Keltic Financial Partners, LP |
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Date of Note: |
June ___, 2007 |
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Original Principal Amount: |
$10,000,000 |
This Allonge shall be and remain attached to and shall constitute an integral part of the above-described Amended and Restated Revolving Note (the "Note") from and after the date hereof.
Effective as of the date hereof, the principal amount of the Note is hereby increased by $_________ to $_______________, and all references to the term "$___________" (whether written or numerical) in the Note are hereby replaced with the term "$______________".
Except as expressly amended by this Allonge, the provisions of the Note shall remain in full force and effect and are hereby ratified and confirmed by the undersigned including, without limitation, the confession of judgment provisions thereof.
IN WITNESS WHEREOF, the undersigned, intending to be legally bound, has caused this Allonge to be executed by its duly authorized officer as of the day of __________, 200__.
HUDSON TECHNOLOGIES COMPANY
By:_________________________________
Name: Brian F. Coleman
Title: President and Chief Operating Officer
Acknowledged and Agreed to:
KELTIC FINANCIAL PARTNERS, LP
By: KELTIC FINANCIAL SERVICES LLC, its general partner
By: _______________________________________
Name:
Title:
JIHUHU
Schedule 5.2
Other Names
Hudson Technologies Company
dba Hudson Technologies of Tennessee
dba Hudson Technologies Company of Tennessee
Schedule 5.3
Subsidiaries and Affiliates
Parent Company is Hudson Technologies, Inc. ("Parent"), a New York corporation
Parent is the sole stockholder of Hudson Holding's, Inc. ("Holding"), a Nevada Corporation
Holding is the sole stockholder of Borrower, Hudson Technologies Company, a Tennessee Corporation
The following Persons may be deemed "Affiliates" as that term is defined in Section 1.3:
Hudson Technologies, Inc.
Hudson Holdings, Inc.
Fleming US Discovery Fund III, LP
Fleming US Discovery Offshore Fund III, L.P.
Schedule 5.8
Real Estate
Leased by Borrower
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Facility |
Address |
Landlord |
Term |
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Seattle, Wa |
320 26th St. NW, Ste 9 |
Park 26, LLC |
5/1/06 -4/30/07 |
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Auburn, Washington |
c/o The Andover Company, Inc. |
currently month to month |
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415 Baker Boulevard, Suite 200 |
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Tukwila, WA 98188 |
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Charlotte, NC |
3300 International Airport Dr |
AMB Institutional Alliance |
9/15/04 - 11/30/09 |
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Suite 800 |
c/o CB Richard Ellis |
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Charlotte, North Carolina |
201 South College Street |
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Charlotte, NC 28244 |
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Pearl River, NY |
275 N. Middletown Road |
275 N. Middletown Road, LLC |
1/1/03 - 12/31/07 |
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Pearl River, New York |
275 North Middletown Road |
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Pearl River, New York 10965 |
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Baton Rouge, La. |
11245 Airline Highway |
Reulet Family Holdings, LLC |
8/1/02 - 7/31/05 |
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Baton Rouge, Louisiana |
c/o John A. Reulet, Sr., President |
currently month to month |
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3037 Jones Creek Road |
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Baton Rouge, Louisiana 70817 |
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Raymond, NH |
64 Freetown Rd, Ste. 3 |
Kountry Donut & Bake Shop, Inc. |
6/1/06 - 6/30/07 |
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64 Freetown Rd. |
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Raymond, NH |
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Pottsboro, TX |
501 Hwy 120 North |
the Preston Plaza ownership |
9/14/06 -8/31/08 |
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Suites 101 & 102 |
acting herein and through |
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Pottsboro, TX 75076 |
Regina Hogenson", 142 Chrissa Dr. |
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Pottsboro, Texas 75076 |
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Orangeburg, NY |
50 Ramland Road |
50 Ramland LLC |
6/15/06 - 6/30/11 |
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Orangeburg, NY |
Orangeburg, NY 10962 |
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Owned
3402 North Mattis Ave, Champaign, Illinois 61821 - acquired 5/31/05
Schedule 5.9
Intellectual Property
US Patents
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TITLE-NAME |
TYPE |
INVENTOR |
OWNER |
DATE ISSUED |
NUMBER |
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Method & Apparatus |
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for Refrigerant |
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Reclamation |
Patent |
K. Zugibe |
Hudson 210 |
1/3/95 |
5,377,499 |
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Hydraulic System |
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for Recovering |
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Refrigerants |
Patent |
K. Zugibe |
Hudson 209 |
4/2/96 |
5,502,974 |
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Method & Apparatus |
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for Reclaiming a |
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Refrigerant |
Patent |
J. Todack |
Hudson |
6/11/91 |
5,022,230 |
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Apparatus for Recovering |
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and Analyzing Volatile |
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Refrigerants |
Patent |
K. Zugibe |
Hudson |
9/8/98 |
5,802,859 |
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Apparatus & Method |
|||||
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and Analyzing Volatile |
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Refrigerants |
Patent |
K. Zugibe |
Hudson |
11/7/00 |
6,141,977 |
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Method & Apparatus |
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For Sonic Cleaning of |
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Heat Exchangers |
Patent |
K. Zugibe |
Hudson 204 |
9/18/01 |
6,290,778 |
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Apparatus & Method |
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For Flushing a |
K. Zugibe & |
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Chiller System |
Patent |
A. Mika |
Hudson 203 |
3/19/02 |
6,357,240 |
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Apparatus & Method |
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For Flushing a |
A. Mika & |
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Refrigeration System |
Patent |
C. Harkins |
Hudson 202 |
12/26/00 |
6,164,080 |
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Method & Apparatus |
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For Measuring and |
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Improving Efficiency |
K. Zugibe & |
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In Refrigeration Systems |
Patent |
D. Schmidt |
Hudson 206A |
1/14/03 |
6,505,475 |
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Method & Apparatus |
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For Measuring and |
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Improving Efficiency |
K. Zugibe & |
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In Refrigeration Systems |
Patent Pending |
D. Schmidt |
Hudson 206.1 |
filed 1/7/03 |
App. # 10/338,941 |
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Allowed 4/19/05 |
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Method & Apparatus |
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For Measuring and |
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Improving Efficiency in |
K. Zugibe & |
App. # 11/182,249 |
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Refrigeration Systems |
Patent Pending |
D. Schmidt |
Hudson 206.2 |
filed 7/14/05 |
Allowed 3/15/06 11/182,249 |
Schedule 5.9 (continued)
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Method & Apparatus |
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For Measuring and |
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Improving Efficiency |
K. Zugibe & |
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In Refrigeration Systems |
Patent Pending |
D. Schmidt |
Hudson |
filed 1/7/00 |
6,505,475 |
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Method & Apparatus |
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For Optimizing |
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Refrigeration Systems |
Provisional |
K.Zugibe |
Hudson 208 |
filed 12/19/02 |
60/434,847 |
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Patent App. |
Filed 12/9/03 |
10/730791 |
FOREIGN PATENTS
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Method & Apparatus |
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for Reclaiming a |
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Refrigerant |
Patent J. Todack |
CANADA |
Exp. 5/24/11 |
Patent # 2,084,088 |
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Method & Apparatus |
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For Optimizing |
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Refrigeration Systems |
PCT K.Zugibe |
Hudson 208PCT |
filed 12/9/03 |
PCT/US03/39175 |
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Method & Apparatus |
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for Refrigerant |
Hudson 210 |
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Reclamation |
Patent K. Zugibe |
BRAZIL |
Patent Issued 8/8/00 |
Expires 12/6/2014, |
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Patent #PI9404879-7 8/8/00 |
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CANADA |
Patent Issued 8/20/02 |
Expires 12/8/2014, |
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Patent #2137771 |
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CHINA |
Patent issued 11/9/2001 |
Expires 12/9/2014, |
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Reg. #82500 |
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COSTA RICA |
Patent Pending, |
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application filed 12/7/94 |
SN 5042 |
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ISRAEL |
Patent issued 10/14/97 |
Expires 12/6/14, |
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Patent#111899 |
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JAPAN |
Patent issued |
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application filed 12/8/94 |
SN 331070/94 |
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MEXICO- |
Patent Issued 6/25/99 - Expires 12/9/14, |
Patent # 192486 |
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POLAND - |
Patent Issued 12/1/98 - Expires 12/5/14. |
Patent#176 518 |
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RUSSIA - |
Patent Issued 8/20/99 - Expires 8/20/14. |
Patent # 2134851 |
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EUROPEAN COMMUNITY - |
Patent Issued 3/31/99. Expires 12/8/14. |
Patent # 0682218 |
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(Belgium, Denmark, France, Germany, Italy, Netherlands, Spain, Sweden, Switzerland/Liechtenstein, United Kingdom) |
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Schedule 5.9 (continued)
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Method & Apparatus |
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For Optimizing |
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Refrigeration Systems |
K. Zugibe |
HUDSON 208 |
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Australia |
filed 6/7/05 |
App # 2003300845 |
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Canada |
filed 6/6/05 |
App # 2,509,207 |
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China |
filed 8/9/05 |
App # 200380109603.5 |
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Eur. Comm. |
filed 4/29/05 |
App # 03 812 911.0 |
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India |
filed 6/7/05 |
App # 1306/KOL NP/05 |
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Israel |
filed 6/7/05 |
App # 169,052 |
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Japan |
filed 6/9/05 |
App # 2005-511749 |
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So. Korea |
filed 6/9/05 |
App # 2005-7010468 |
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Mexico |
filed 6/10/05 |
App # PA/a/2005/006174 |
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New Zealand |
filed 6/13/05 |
App # 540685 |
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Philippine |
filed 6/9/05 |
App # 501094-1-05 |
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Poland |
filed 10/13/05 |
App # P 377583 |
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Eurasian |
filed 7/8/05 |
App # 200500945 |
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Singapore |
filed 6/9/05 |
App # 200503690-0 |
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South Africa |
filed 6/8/05 |
App # 2005/04679 |
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HUDSON 208.1 |
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South Africa |
filed 6/5/06 |
App # 2006/04590 |
US TRADEMARKS
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TITLE-NAME |
TYPE |
INVENTOR |
OWNER |
DATE ISSUED |
NUMBER |
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GLACIER |
Trademark |
N/A |
Hudson 806 |
3/2/99 |
2,227,148 |
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ZUGIBEAST |
Trademark |
N/A |
Hudson 805 |
7/9/96 |
1,985,422 |
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HTI |
Service Mark |
N/A |
Hudson |
4/23/96 |
1,970,063 |
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Trademark |
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R-SIDE |
Service Mark |
N/A |
Hudson 808 |
11/7/00 |
Ser. # 75/532328 |
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Trademark |
7/30/02 |
Reg # 2601434 |
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REFRIGERANTSIDE |
Service Mark |
N/A |
Hudson 807 |
10/24/00 |
Ser. # 75/532327 |
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Trademark |
4/9/02 |
Reg # 2559214 |
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Hudson Technologies, Inc. |
Service Mark |
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Trademark |
N/A |
Hudson 804 |
4/23/96 |
1,969,986 |
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Chiller Chemistry |
Service Mark |
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Trademark |
N/A |
Hudson 803 |
3/21/05 |
Ser #78/591,426 |
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ChillerSmart |
Service Mark |
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Trademark |
N/A |
Hudson 802 |
3/21/05 |
Ser #78/591,413 |
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Schedule 5.9 (continued)
FOREIGN TRADEMARKS
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TITLE-NAME |
INVENTOR |
COUNTRY |
DATE |
NUMBER |
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Chiller Chemistry |
Service Mark |
HUDSON 803 |
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Trademark |
N/A |
South Africa |
10/17/05 |
2005/19998 |
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MPU |
9/21/05 |
878513 |
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ChillSmart |
Service Mark |
HUDSON 802 |
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Trademark |
N/A |
South Africa |
10/17/05 |
2005/19997 |
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MPU |
9/22/05 |
878512 |
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Patent Licenses
Reciprocal licenses between Parent and Borrower (not formalized)
License of Borrower's Patent #5,022,230 granted to James Todack for a total of 10 machines that were leased to Borrower in 1994, of which six were purchased by Borrower in 2001 and four were returned to James Todack in 2001.
License to The BOC Group PLC, and BOC Limited, pursuant to Agreements, dated June 23, 2003, to utilize equipment and to use Trademarks in the United Kingdom and the Republic of Ireland.
License to The BOC Group PLC and African Oxygen Limted, pursuant to Agreement dated March 23, 2004, to utilize equipment and to use Trademarks in the Republic of South Africa.
Trademark Licenses
All trademarks licensed to Borrower (not formalized)
License to The BOC Group PLC, and BOC Limited, pursuant to Agreements, dated June 23, 2003, to utilize equipment and to use Trademarks in the United Kingdom and the Republic of Ireland.
License to The BOC Group PLC and African Oxygen Limted, pursuant to Agreement dated March 23, 2004, to utilize equipment and to use Trademarks in the Republic of South Africa.
Copyrights
None
Copyright Licenses
None
Schedule 5.13
Litigation
None
Schedule 5.14
Receivables Locations
|
Facility |
Address |
Landlord |
Term |
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Pearl River, NY |
275 N. Middletown Road |
275 N. Middletown Road, LLC |
1/1/03 - 12/31/06 |
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Pearl River, New York |
275 North Middletown Road |
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Pearl River, New York 10965 |
Schedule 5.15
Current Inventory Locations - as of 3/31/07
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Facility |
Address |
Landlord |
Term |
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Seattle, Wa. |
1320 26th St. NW, Ste 9 |
Park 26, LLC |
5/1/06 -4/30/07 |
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Auburn, Washington |
c/o The Andover Company, Inc. |
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415 Baker Boulevard, Suite 200 |
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Tukwila, WA 98188 |
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Charlotte, NC |
3300 International Airport Dr. |
AMB Institutional Alliance |
9/15/04 - 11/30/09 |
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Suite 800 |
c/o CB Richard Ellis |
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Charlotte, North Carolina |
201 South College Street |
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Charlotte, NC 28244 |
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Pearl River, NY |
275 N. Middletown Road |
275 N. Middletown Road, LLC |
1/1/03 - 12/31/07 |
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Pearl River, New York |
275 North Middletown Road |
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Pearl River, New York 10965 |
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Baton Rouge, La. |
11245 Airline Highway |
Reulet Family Holdings, LLC |
8/1/02 - 7/31/05 |
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c/o John A. Reulet, Sr., President |
currently month to month |
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3037 Jones Creek Road |
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Baton Rouge, Louisiana 70817 |
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Raymond, NH |
64 Freetown Rd, Ste. 3 |
Kountry Donut & Bake Shop, Inc. |
6/1/06 - 6/30/07 |
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Raymond, NH |
64 Freetown Rd. |
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Raymond, NH |
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Pottsboro, TX |
501 Hwy 120 North |
the Preston Plaza ownership |
9/14/06 -8/31/08 |
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Suites 101 & 102 |
acting herein and through |
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Pottsboro, TX 75076 |
Regina Hogenson", 142 Chrissa Dr. |
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Pottsboro, Texas 75076 |
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Orangeburg, NY |
50 Ramland Road |
50 Ramland LLC |
6/15/06 - 6/30/11 |
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Orangeburg, NY |
Orangeburg, NY 10962 |
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Champaign, Il. |
3402 North Mattis Ave |
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Champaign, Illinois 61821 |
Company owned - acquired 5/31/05 |
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The Company is currently storing one vehicle, a trailer, various pieces of service equipment, and approximately 5,000 lbs. of refrigerant at a facility operated by CEM-CORP, located at 3191 Commercial Street San Diego, California 92113
In addition to the foregoing, the Borrower maintains inventory at the following bonded warehouses:
Associated Transfer & Storage, Inc., 301 Wilbur Heights Road, Champaign, Illinois
Freeport Distribution Inc., 4802 W. Polk, Phoenix, Arizona 85043
Lone Star Integrated Distribution, Inc., 800 Burnett, Houston, Texas 77009
Texas Cartage Warehouse, Inc., 12344 E. Northwest Hwy., Dallas, Texas 75228
Larsen Warehousing & Distribution, Inc., 11685 E. 53rd Ave., Denver CO 80239