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EX-99.1 - Santa Lucia Bancorpv209929_ex99-1.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549


FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported) February 10, 2011


Santa Lucia Bancorp
(Exact name of Registrant as specified in its charter)


California
000-51901
35-2267934
(State or other jurisdiction
(File number)
(I.R.S. Employer
of incorporation)
 
Identification No.)


 7480 El Camino Real, Atascadero, CA
93422
(Address of principal executive office)
(Zip Code)

Registrant’s telephone number, including area code  (805) 466-7087

Not Applicable
(Former name or former address, if changes since last report)

Check the appropriate box below if the Form 8-K filing is to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c)) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
Section 2 - Financial Information

Item 2.02.     Results of Operations and Financial Condition.

On February 10, 2011, Santa Lucia Bancorp (OTCBB: SLBA) issued a press release announcing its earnings financial condition and results of operations for the year ending December 31, 2010.  The press release is attached to this current report as Exhibit 99.1 and is incorporated by reference in this current report.

The information contained in this Report on Form 8-K and its exhibits is furnished pursuant to Item 2.02 and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference into any of the Company’s filings with the Securities and Exchange Commission, except as shall be expressly set forth by specific reference in any such filing.

Section 9 – Financial Statements and Exhibits

Item 9.01    Financial Statements and Exhibits.
(d) Exhibits


Exhibit No.
Description
99.1
Press release of February 10, 2011
 
 

 
 
Signatures


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: February 10, 2011
SANTA LUCIA BANCORP
   
   
 
/s/ Margaret A. Torres
 
By: Margaret A. Torres
 
Executive Vice President and Chief Financial Officer
(Principal Financial Officer)



 
EXHIBIT INDEX


Exhibit No.
Description
   
99.1
Press Release dated February 10, 2011