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EX-99.1 - EX-99.1 - Artio Global Investors Inc. | v210798_ex99-1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report
(Date of earliest event reported): February 10,
2011
Artio
Global Investors Inc.
(Exact name of
registrant as specified in its charter)
Delaware
|
1-34457
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13-6174048
|
||
(State
or other jurisdiction
of
incorporation)
|
(Commission
File Number)
|
(IRS
Employer
Identification
No.)
|
330
Madison Ave.
New
York, NY
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10017
|
|
(Address
of principal executive offices)
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(Zip
Code)
|
(212)
297-3600
(Registrant’s
telephone number, including area code)
Not
Applicable
(Former name or
former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
¨
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
¨
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
¨
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
¨
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Item
7.01. Regulation FD Disclosure.
On February 10, 2011, Artio Global
Investors Inc. (the “Company”) issued a news release announcing preliminary
assets under management as of January 31, 2011. A copy of the
Company’s news release is furnished as Exhibit 99.1 to this Current Report on
Form 8-K.
The information in this Item 7.01 and
the attached exhibit is being furnished to the Securities and Exchange
Commission and shall not be deemed “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that section, nor shall it be deemed incorporated
by reference into any filing of the Company under the Securities Act of 1933, as
amended, or the Exchange Act, except as expressly set forth by specific
reference in such a filing.
(d) Exhibits.
Exhibit
No.
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Description
|
|||
Exhibit
99.1
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News
Release issued February 10,
2011
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Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Artio
Global Investors Inc.
|
||||
Date: February
10, 2011
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By:
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/s/
Adam Spilka
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Name:
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Adam
Spilka
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|||
Title:
|
General
Counsel and Corporate Secretary
|