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EX-99.2 - UV FLU TECHNOLOGIES INCv210450_ex99-2.htm
EX-99.1 - UV FLU TECHNOLOGIES INCv210450_ex99-1.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K/A
 

 
AMENDMENT NO. 1
TO
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of report (Date of earliest event reported):  January 24, 2011
 

 
UV FLU TECHNOLOGIES, INC.
 (Exact Name of Registrant as Specified in its Charter)
 

 
Nevada
 
000-53306
 
98-0496885
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)
 
1694 Falmouth Road, Suite 125
Centerville, Massachusetts
 
02632-2933
(Address of Principal Executive Offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code: (780) 691-1188

Former name or Former Address, if Changed Since Last Report:
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 

EXPLANATORY NOTE

This Current Report on Form 8-K/A amends the Current Report on Form 8-K, dated January 24, 2011, filed by UV Flu Technologies, Inc. (the “Company”) on January 28, 2011 (the “Original Report”).  The Original Report was filed to report the completion of the Company’s acquisition of RxAir Industries, LLC, a Nevada limited liability company (“RxAir”).  In response to parts (a) and (b) of Item 9.01 of the Original Report, the Company stated that it would file the required financial information by amendment, as permitted by Items 9.01(a)(4) and 9.01(b)(2) of Form 8-K.  The Company hereby amends the Original Report in order to provide the required financial information.

SECTION 9 - FINANCIAL STATEMENTS AND EXHIBITS

Item 9.01             Financial Statements and Exhibits.

(a) Financial Statements of Business Acquired.
          
The historical financial statements of RxAir for the year ended December 31, 2009, and for the nine-month period ended September 30, 2010, are filed herewith as Exhibit 99.1 and are incorporated herein by reference.

(b) Pro Forma Financial Information.
          
The unaudited pro forma consolidated condensed combined financial statements of the Company for the year ended September 30, 2010, giving effect to the acquisition of RxAir are filed herewith as Exhibit 99.2 and are incorporated herein by reference.

(c) Shell Company Transactions.

          Not applicable.

 (d) Exhibits.

Exhibit No. 
 
Exhibit Description
     
99.1
 
The historical audited financial statements of RxAir Industries, LLC for the year ended December 31, 2009 and for the nine-month period ended September 30, 2010
99.2
  
The unaudited pro forma consolidated condensed combined financial statements of UV Flu Technologies, Inc. for the year ended September 30, 2010, giving effect to the acquisition of RxAir Industries, LLC
 
 
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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
UV FLU TECHNOLOGIES, INC.
 
a Nevada Corporation
   
Dated:  February 7, 2011
/s/ John J. Lennon
 
John J. Lennon
 
President, Chief Executive Officer and Chief Financial Officer

 
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