Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - PAR PACIFIC HOLDINGS, INC. | d79383exv99w1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): January 31, 2011
DELTA PETROLEUM CORPORATION
(Exact name of registrant as specified in its charter)
| DELAWARE (State or other jurisdiction of incorporation or organization) |
0-16203 (Commission File Number) |
84-1060803 (I.R.S. Employer Identification Number) |
370 17th Street
Suite 4300
Denver, Colorado 80202
Suite 4300
Denver, Colorado 80202
Registrant’s telephone number, including area code: (303) 293-9133
No Change
(Former name or former address, if changed since last report)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard;
Transfer of Listing.
On January 31, 2011, Delta Petroleum Corporation issued a press release announcing that The Nasdaq
Stock Market, LLC (“Nasdaq”) has approved Delta’s application to transfer its stock listing from
The Nasdaq Global Market to The Nasdaq Capital Market. The transfer was effective at the opening of
the market on February 1, 2011. A copy of the press release is
attached as Exhibit 99.1 and incorporated
herein by reference.
Delta previously reported in its current report on Form 8-K filed with the SEC on August 10, 2010,
that on August 9, 2010, Delta received a notification from Nasdaq stating that the minimum bid
price of Delta’s common stock had been below $1.00 per share for 30 consecutive business days and
that Delta therefore was not in compliance with the minimum bid price requirement for continued
listing set forth in Nasdaq Listing Rule 5450(a)(1) (the “Minimum Bid Price Rule”). In response to
such notice, Delta filed an application to transfer the listing of its common stock from The Nasdaq
Global Market to The Nasdaq Capital Market.
In connection with the transfer to The Nasdaq Capital Market, and in accordance with Nasdaq
Listing Rule 5810(c)(3)(A), it is anticipated that Delta will be granted an additional grace period
by Nasdaq until approximately August 6, 2011 to regain compliance with the Minimum Bid Price Rule,
which would occur if Delta’s common stock closed at or above $1.00 for 10 consecutive trading days.
If compliance is not regained within the additional grace period, Nasdaq will notify Delta of its
determination to delist Delta’s common stock, which decision may be appealed to a Nasdaq Listing
Qualifications Panel.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit | ||
| No. | Description | |
99.1
|
Delta Petroleum Corporation Press Release, dated January 31, 2011. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: February 1, 2011 |
||||
| Delta Petroleum Corporation |
||||
| By: | /s/ Stanley F. Freedman | |||
| Stanley F. Freedman | ||||
| Executive Vice President and Secretary | ||||
EXHIBIT INDEX
| Exhibit | ||
| No. | Description | |
99.1
|
Delta Petroleum Corporation Press Release, dated January 31, 2011. |