Attached files
| file | filename |
|---|---|
| EX-32.2 - GLOBAL AXCESS CORP | v209116_ex32-2.htm |
| EX-31.1 - GLOBAL AXCESS CORP | v209116_ex31-1.htm |
| EX-31.2 - GLOBAL AXCESS CORP | v209116_ex31-2.htm |
| EX-32.1 - GLOBAL AXCESS CORP | v209116_ex32-1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
10-Q/A
(Amendment
No. 1)
(MARK
ONE)
x QUARTERLY
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
for the quarterly period ended June 30, 2010
OR
o TRANSITION
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
for the transition period from
___________ to ___________
 |
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000-17874
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(Commission
file number)
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GLOBAL
AXCESS CORP.
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(Exact
name of registrant as specified in its charter)
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NEVADA
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88-0199674
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(State or other jurisdiction of incorporation or organization)
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(I.R.S.
Employer Identification No.)
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7800
BELFORT PARKWAY, SUITE 165
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JACKSONVILLE,
FLORIDA
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32256
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(Address
of principal executive offices)
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(Zip
Code)
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(904)
280-3950
(Registrant's
telephone number, including area code)
Indicate
by check mark whether the registrant (1) has filed all reports required to be
filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the
preceding 12 months (or for such shorter period that the registrant was required
to file such reports), and (2) has been subject to such filing requirements for
the past 90 days. Yes x No ¨
Indicate
by check mark whether the registrant has submitted electronically and posted on
its corporate Web site, if any, every Interactive Data File required to be
submitted and posted pursuant to Rule 405 of Regulation S-T (232.405 of this
chapter) during the preceding 12 months (or for such shorter period that the
registrant was required to submit and post such
files). Yes ¨ No ¨
Indicate
by check mark whether the registrant is a large accelerated filer, an
accelerated filer, a non-accelerated filer or a smaller reporting
company. See definitions of “large accelerated filer,” “accelerated
filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange
Act.
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Large
accelerated Filer ¨
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Accelerated
Filer ¨
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Non-accelerated
Filer ¨
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Smaller
reporting company x
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Indicate
by check mark whether the registrant is a shell company (as defined in Rule
12b-2 of Exchange
Act). Yes ¨ No x
As of
January 25, 2011, the registrant had 22,139,444 shares outstanding of the common
stock ($0.001 par value).
EXPLANATORY
NOTE
This Form
10-Q/A amends Global Axcess Corp.’s (the “Company”) Quarterly Report on Form
10-Q for the quarterly period ended June 30, 2010 (the “Original 10-Q”) filed
with the Securities and Exchange Commission (the “SEC”) on August 11, 2010, in
response to comments issued by the SEC and to clarify certain prior
disclosures. This Form 10-Q/A contains changes to the Cover Page,
Part I—Item 4T (Controls and Procedures) and Part II—Item 6
(Exhibits).
In
accordance with Sections 302 and 906 of the Sarbanes-Oxley Act of 2002,
currently dated certifications of the Company’s principal executive officer and
principal financial officer are attached to this Form 10-Q/A as Exhibits 31.1,
31.2, 32.1 and 32.2, and the text of Exhibits 32.1 and 32.2 have been amended to
reflect SEC comments.
Except
for the foregoing amended information, the Company has not updated the
disclosures contained in the Original 10-Q to reflect events that have occurred
subsequent to the filing date of the Original 10-Q. Accordingly, this
Form 10-Q/A should be read in conjunction with the Original 10-Q and our
subsequent filings with the SEC.
Part
I, Item 4T. Controls and Procedures
Evaluation of Disclosure
Controls and Procedures
As
required by Rule 13a-15 under the Exchange Act, as of the end of the period
covered by this report, we have carried out an evaluation of the effectiveness
of the design and operation of our Company’s disclosure controls and
procedures. Under the direction of our Chief Executive Officer and
Chief Financial Officer, we evaluated our disclosure controls and procedures and
internal control over financial reporting and concluded that our disclosure
controls and procedures were effective as of June 30, 2010.
Disclosure
controls and procedures and other procedures are designed to ensure that
information required to be disclosed in our reports or submitted under the
Securities Exchange Act of 1934 is recorded, processed, summarized and reported
within the time period specified in the Securities and Exchange Commission’s
rules and forms. Disclosure controls and procedures include, without limitation,
controls and procedures designed to ensure that information required to be
disclosed in our reports filed under the Securities Exchange Act of 1934 is
accumulated and communicated to management, including our principal executive
and principal financial officers, as appropriate to allow timely decisions
regarding required disclosure.
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Part
II, Item 6.
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Exhibits
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Exhibit
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Description
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31.1
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Certification
of the Chief Executive Officer of Global Axcess Corp. pursuant to Section
302 of the Sarbanes-Oxley Act of 2002.*
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31.2
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Certification
of the Chief Financial Officer of Global Axcess Corp. pursuant to Section
302 of the Sarbanes-Oxley Act of 2002.*
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32.1
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Certification
of the Chief Executive Officer of Global Axcess Corp. pursuant to Section
906 of the Sarbanes-Oxley Act of 2002.*
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32.2
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Certification
of the Chief Financial Officer of Global Axcess Corp. pursuant to Section
906 of the Sarbanes-Oxley Act of
2002.*
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* Filed
herewith.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as of January 28,
2011, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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GLOBAL
AXCESS CORP.
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By:
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/s/ George A. McQuain
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George
A. McQuain
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President
and Chief Executive Officer
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(principal
executive officer)
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By:
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/s/ Michael J. Loiacono
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Michael
J. Loiacono
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Chief
Financial Officer and Chief Accounting Officer
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(principal
financial officer and principal accounting
officer)
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