UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): January 25, 2011
DOCUMENT
SECURITY SYSTEMS, INC.
(Exact
name of registrant as specified in its charter)
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New
York
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1-32146
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16-1229730
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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First
Federal Plaza, Suite 1525
28
East Main Street
Rochester,
NY
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14614
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (585) 325-3610
Not
Applicable
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
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¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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¨
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Item
3.01, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing
Document
Security Systems, Inc (NYSE AMEX: DMC, “DSS”) announced today that it received a
warning letter on January 25, 2011 from the NYSE Amex in connection with DSS's
failure to report to the AMEX the additional issuances of its
securities as required by Section 301 of the AMEX Company Guide and its
continued listing standards. DSS's failure to report covers three
stock issuances totaling 1,235,153 shares in November and December of
2010.
The
Company has filed its application for the additional share listings with the
AMEX but will remain in non compliance with Section 301 until the listing
application is approved by the AMEX. Until DSS is in compliance with Section
301, the indicator ".BC" will be added to the Company's symbol on the
Consolidated Tape System.
Item
9.01 Financial Statements and Exhibits
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(d)
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Exhibits
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Exhibit
No.
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Description
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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DOCUMENT
SECURITY SYSTEMS, INC.
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Dated:
January 28, 2011
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By:
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/s/
Patrick A. White
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Patrick
A. White
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Chief
Executive Officer
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