UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 18, 2011
Neurologix, Inc.
(Exact Name of Registrant as Specified in its Charter)
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| Delaware |
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000-13347 |
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06-1582875 |
| (State or other Jurisdiction of Incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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One Bridge Plaza, Fort Lee, New Jersey
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07024 |
| (Address of Principal Executive Offices) |
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(Zip Code) |
Registrant’s telephone number, including area code: (201) 592-6451
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| (Former Name or Former Address if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
1
Item 1.01 Entry into a Material Definitive Agreement
On January 18, 2011, Neurologix, Inc. (the “Company”) entered into a Fourth Amendment (the “Fourth
Amendment”) to its Master Sponsored Research Agreement (the “Research Agreement”), dated as of May
10, 2006, with The Ohio State University Research Foundation, on behalf of Ohio State University,
as amended by the Amendment to Master Sponsored Research Agreement (the “First Amendment”), dated
as of May 29, 2008, the Second Amendment to Master Sponsored Research Agreement (the “Second
Amendment”), dated as of October 29, 2008, and the Third Amendment to Master Sponsored Research
Agreement (the “Third Amendment”), dated as of September 24, 2009. The Fourth Amendment, among
other things, extends the term of the Research Agreement to November 10, 2011.
The above descriptions of the Research Agreement, the First Amendment, the Second Amendment, the
Third Amendment and the Fourth Amendment do not purport to be complete and are qualified in their
entirety by the terms and conditions of the Research Agreement, a copy of which was filed as
Exhibit 10.19 to the Company’s Form 10-KSB on March 25, 2008, the First Amendment, a copy of which
was filed as Exhibit 10.1 to the Company’s Form 8-K on June 11, 2008, the Second Amendment, a copy
of which was filed as Exhibit 10.1 to the Company’s Form 8-K on December 16, 2008, the Third
Amendment, a copy of which was filed as Exhibit 10.1 to the Company’s Form 8-K on September 24,
2009, and the Fourth Amendment, a copy of which is filed herewith as Exhibit 10.1.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
10.1 Fourth Amendment to Master Sponsored Research Agreement between Neurologix,
Inc. and The Ohio State University Research Foundation, on behalf of Ohio State University, dated
as of January 18, 2011.
