Attached files

file filename
EX-99.1 - EXHIBIT 99.1 - Naugatuck Valley Financial Corpex99-1.htm
 
 

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)  January 14, 2011


NAUGATUCK VALLEY FINANCIAL CORPORATION
(Exact Name of Registrant as Specified in Its Charter)

United States
0-50876
65-1233977
(State or other jurisdiction of
(Commission
(IRS Employer
incorporation)
File Number)
Identification No.)
     
     
333 Church Street, Naugatuck, Connecticut
 
06770
(Address of principal executive offices)
 
(Zip Code)

(203) 720-5000
(Registrant’s telephone number, including area code)

Not Applicable
(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 

 
 

 

Item 8.01               Other Events.
 
On January 14, 2011, the Registrant issued a press release announcing that it intends to pursue its previously reported plans to convert to a fully public company, but without a simultaneous acquisition transaction.  For further information, reference is made to the Registrant’s press release dated January 14, 2011, a copy of which is filed herewith and incorporated herein by reference.
 
Item 9.01               Financial Statements and Exhibits.
 

(d)           Exhibits.

Exhibit 99.1                     Press Release dated January 14, 2011


 
 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


 
NAUGATUCK VALLEY FINANCIAL CORPORATION
     
     
     
     
Date: January 19, 2011
By:
/s/ John C. Roman
   
John C. Roman
   
President and Chief Executive Officer