Attached files
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| EX-4.7 - 6D Global Technologies, Inc | v207748_ex4-7.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): January 5, 2010
CLEANTECH
INNOVATIONS, INC.
(Exact
name of registrant as specified in its charter)
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Nevada
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001-35002
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98-0516425
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(State
or other Jurisdiction of Incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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C
District, Maoshan Industry Park,
Tieling
Economic Development Zone,
Tieling,
Liaoning Province, China
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112616
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (86)
0410-6129922
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
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o
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Item
1.01 Entry into a Material Definitive Agreement
On
January 5, 2010, CleanTech Innovations, Inc. amended the Registration Rights
Agreement, dated December 13, 2010, between us and the accredited institutional
investors as signatories thereto, the form of which was filed as Exhibit 4.6 to
our Current Report on Form 8-K filed on December 16, 2010. The First Amendment
to the Registration Rights Agreement provides that any penalty due to our
failure to file or keep effective the registration statement declared effective
on December 23, 2010, shall be payable only in cash and not common stock. The
foregoing description is not complete and is qualified in its entirety by
reference to the full text of the form of the amendment attached hereto as
Exhibit 4.7.
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits
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Exhibit
No.
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Description
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4.7
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Form
of First Amendment to Registration Rights
Agreement
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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CLEANTECH
INNOVATIONS, INC.
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(Registrant)
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Date:
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January
11, 2011
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By:
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/s/
Bei Lu
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Name:
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Bei
Lu
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Title:
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Chief
Executive Officer
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