Attached files
file | filename |
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EX-99.9 - 6D Global Technologies, Inc | v205840_ex99-9.htm |
EX-99.8 - 6D Global Technologies, Inc | v205840_ex99-8.htm |
EX-99.10 - 6D Global Technologies, Inc | v205840_ex99-10.htm |
EX-99.11 - 6D Global Technologies, Inc | v205840_ex99-11.htm |
EX-99.12 - 6D Global Technologies, Inc | v205840_ex99-12.htm |
EX-99.99 - 6D Global Technologies, Inc | v205840_ex99-99.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): December 17, 2010
CLEANTECH INNOVATIONS,
INC.
(Exact
name of registrant as specified in its charter)
Nevada
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000-53511
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98-0516425
|
||
(State
or other Jurisdiction of Incorporation)
|
(Commission
File Number)
|
(IRS
Employer Identification
No.)
|
C District, Maoshan Industry
Park,
Tieling Economic Development
Zone,
Tieling, Liaoning Province,
China
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112616
|
|
(Address
of Principal Executive Offices)
|
(Zip
Code)
|
Registrant’s
telephone number, including area code: (86)
0410-6129922
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
¨
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
¨
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
¨
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
¨
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Item
8.01 Other Events.
On
December 17, 2010, CleanTech Innovations, Inc. (the “Company”) issued a press
release announcing that the Company’s management shareholders and insiders
voluntarily entered into three-year lockup agreements, dated July 2, 2010, to
demonstrate management’s commitment towards the long-term success of the
Company. The three-year lockup period runs from December 15, 2010, until
December 15, 2013, except in the event of a change of control or sale of the
Company.
The
foregoing descriptions are not complete and are qualified in their entirety by
reference to the full text of the lockup agreements attached hereto as Exhibits
99.8 - 99.12.
A copy of
the press release is furnished as Exhibit 99.99 to this report and shall not be
deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of
1934, as amended, and will not be incorporated by reference into any
registration statement filed under the Securities Act of 1933, as amended,
unless specifically identified therein as being incorporated therein by
reference.
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits
Exhibit No.
|
Description
|
|
99.8
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Lock-Up
Agreement between Bei Lu and CleanTech Innovations, Inc., dated July 2,
2010
|
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99.9
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Lock-Up
Agreement between Dianfu Lu and CleanTech Innovations, Inc., dated July 2,
2010
|
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99.10
|
Lock-Up
Agreement between Wenge Chen and CleanTech Innovations, Inc., dated July
2, 2010
|
|
99.11
|
Lock-Up
Agreement between Ping Chen and CleanTech Innovations, Inc., dated July 2,
2010
|
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99.12
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Lock-Up
Agreement between Shengfen Lin and CleanTech Innovations, Inc., dated July
2, 2010
|
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99.99
|
Press
Release, “CleanTech Innovations, Inc. Announces 3 Year Share Lockup
Agreements with Entire Management Team and Insiders,” dated December 17,
2010
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
CLEANTECH INNOVATIONS,
INC.
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||||
(Registrant)
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||||
Date:
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December 17, 2010
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By:
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/s/ Bei Lu
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Name:
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Bei
Lu
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|||
Title:
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Chief
Executive Officer
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