Attached files
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| EX-31.4 - APPLIED MINERALS, INC. EXHIBIT 31.4 AMENDMENT - Applied Minerals, Inc. | ex31-4.htm |
| EX-31.3 - APPLIED MINERALS INC. EXHIBIT 31.3 AMENDMENT - Applied Minerals, Inc. | ex31-3.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 10-K /A
(AMENDMENT NO. 1)
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[X]
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the year ended December 31, 2009
Commission file number: 000-31380
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Applied Minerals, Inc.
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(Exact name of registrant as specified in its charter)
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Delaware
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82-0096527
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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110 Greene Street – Suite 1101, New York, NY
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10012
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(Address of principal executive offices)
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(Zip Code)
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(800) 354-6463
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Issuer's telephone number, including area code
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Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
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YES
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NO
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X
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Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Act:
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YES
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NO
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X
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Indicate by check whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
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YES
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X |
NO
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Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulations S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K /A (Amendment No. 1) or any amendment to this Form 10-K /A (Amendment No. 1) .
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller-reporting company” in Rule 12b-2 of the Exchange Act.
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Large Accelerated Filer
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Accelerated Filer
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Non-accelerated Filer
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Smaller Reporting Company
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X
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
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YES
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NO
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X
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The aggregate market value of the voting and non-voting common equity held by non-affiliates of the registrant on March 29, 2010, based on the last sales price on the pink sheets on that date, was approximately $58,616,335. The number of shares of the registrant’s common stock, no par value per share, outstanding as of December 31, 2009 was 69,781,351.
DOCUMENTS INCORPORATED BY REFERENCE: None.
PREFATORY NOTE
Applied Minerals, Inc. (company was formerly known as Atlas Mining Company) (“the Company”) is filing this form 10-K/A (Amendment No. 1) to include correct certifications required by Rule 13a-14(a)
ITEM 14. EXHIBITS
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Exhibit
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Number
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Description of Exhibit
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31.3
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Amended certification pursuant to Rule 13a-14 of the Securities Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, of the Principal Executive Officer
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31.4
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Amended certification pursuant to Rule 13a-14 of the Securities Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, of the Principal Financial Officer
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SIGNATURES
In accordance with Section 13 or 15(d) of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on this 14th day of December 2010.
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Applied Minerals, Inc
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By:
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/s/ Andre Zeitoun
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Chief Executive Officer
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By:
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/s/ Christopher T. Carney
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Interim Chief Financial Officer
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In accordance with the Exchange Act, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
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Signature
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Title
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Date
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Director
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December 14, 2010
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/s/ John F. Levy
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Director
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December 14, 2010
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/s/ David Taft
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Director
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December 14, 2010
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/s/ Andre Zeitoun
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Director
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December 14, 2010
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/s/ Evan Stone
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