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EX-20.1 - EXHIBIT 20.1 - RURAL ELECTRIC COOPERATIVE GRANTOR TRUST KEPCO SERIES 1997 | exhibit20_1.htm |
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UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
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Pursuant to Section 13 or 15(d) of the
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Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported)
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December 15, 2010
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RURAL ELECTRIC COOPERATIVE GRANTOR TRUST (KEPCO) SERIES 1997
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(Exact name of registrant as specified in its charter)
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New York
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333-25029
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36-7233686
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(State or other jurisdic-
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(Commission File
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(IRS Employer
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tion of incorporation)
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Number)
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Identification No.)
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National Rural Utilities Cooperative
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Finance Corporation
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Woodland Park
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2201 Cooperative Way, Herndon, VA
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20171-3025
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(Address of principal executive offices)
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(ZIP Code)
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Registrant's telephone number, including area code:
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(703) 709-6700
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(Former name or former address, if changed since last report)
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[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR) 240.13e-4(c))
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Item 8.01
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Other Events
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In accordance with Section 5.1 of the First Amendment to the Trust Agreement, a semi-annual report dated December 15, 2010 was sent to certificateholders. A copy of the report appears as an exhibit to this filing.
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Item 9.01
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Financial Statements and Exhibits
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Exhibits
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The following exhibit is filed herewith:
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(c)
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20.1
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Semi-annual Report to Certificateholders dated December 15, 2010.
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SIGNATURES
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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NATIONAL RURAL UTILITIES COOPERATIVE
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FINANCE CORPORATION
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/s/ STEVEN L. LILLY
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Steven L. Lilly, Chief Financial Officer
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December 15, 2010
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