Attached files

file filename
EX-99 - SUPERIOR BANCORPv205564_ex99.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549
_______________

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported):  December 15, 2010

SUPERIOR BANCORP
(Exact Name of Registrant as Specified in Charter)

Delaware
State or Other
Jurisdiction of
Incorporation
0-25033
63-1201350
(Commission
(IRS Employer
File Number)
Identification No.)
   
17 North 20thStreet, Birmingham, Alabama
35203
(Address of Principal Executive Offices)
Zip Code)

(205) 327-1400
(Registrant’s Telephone Number, including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o  Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
SECTION 8 – OTHER EVENTS
Item 8.01. Other Events

On December 15, 2010,  Superior Bancorp (NASDAQ: SUPR) issued a letter to the holders of Series B Cumulative Convertible Preferred Stock and Series C Cumulative Convertible Preferred Stock (the “Preferred Stock”) regarding a mandatory conversion of the Preferred Stock and certain obligations owed to the Preferred Stockholders.  A copy of the letter is attached hereto as Exhibit 99 and is incorporated by reference into this Item 8.01.

SECTION 9 — FINANCIAL STATEMENTS AND EXHIBITS
Item 9.01.  Financial Statements and Exhibits.
 
(d) Exhibits
 
Exhibit No.
 
Description
     
Exhibit 99
 
Letter from Superior Bancorp, dated December 15, 2010
 
 

 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
SUPERIOR BANCORP
 
     
Date: December 15, 2010
By:
/s/ C. Stanley Bailey
 
   
C. Stanley Bailey
 
   
Chairman, President and Chief Executive Officer
 
 

 
INDEX TO EXHIBITS
 
Exhibit No.
 
Description
     
Exhibit 99
 
Letter from Superior Bancorp, dated December 15, 2010