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EX-99 - SUPERIOR BANCORP | v205564_ex99.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
_______________
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
Report (Date of earliest event reported): December 15,
2010
SUPERIOR
BANCORP
(Exact
Name of Registrant as Specified in Charter)
Delaware
State or
Other
Jurisdiction
of
Incorporation
0-25033
|
63-1201350
|
(Commission
|
(IRS
Employer
|
File
Number)
|
Identification
No.)
|
17
North 20thStreet,
Birmingham, Alabama
|
35203
|
(Address
of Principal Executive Offices)
|
Zip
Code)
|
(205)
327-1400
(Registrant’s
Telephone Number, including Area Code)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
SECTION
8 – OTHER EVENTS
Item
8.01. Other Events
On
December 15, 2010, Superior Bancorp (NASDAQ: SUPR) issued a letter to
the holders of Series B Cumulative Convertible Preferred Stock and Series C
Cumulative Convertible Preferred Stock (the “Preferred Stock”) regarding a
mandatory conversion of the Preferred Stock and certain obligations owed to the
Preferred Stockholders. A copy of the letter is attached hereto as
Exhibit 99 and is incorporated by reference into this Item 8.01.
SECTION
9 — FINANCIAL STATEMENTS AND EXHIBITS
Item 9.01. Financial Statements
and Exhibits.
(d)
Exhibits
Exhibit
No.
|
Description
|
|
Exhibit
99
|
Letter
from Superior Bancorp, dated December 15,
2010
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this Current Report on Form 8-K to be signed on its behalf by the
undersigned hereunto duly authorized.
SUPERIOR
BANCORP
|
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Date:
December 15, 2010
|
By:
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/s/ C. Stanley Bailey
|
|
C.
Stanley Bailey
|
|||
Chairman,
President and Chief Executive Officer
|
INDEX TO
EXHIBITS
Exhibit
No.
|
Description
|
|
Exhibit
99
|
Letter
from Superior Bancorp, dated December 15,
2010
|