Attached files
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| EX-99.1 - NOTIFY TECHNOLOGY CORP | v202953_ex99-1.htm |
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
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Washington,
D.C. 20549
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FORM
8-K
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CURRENT
REPORT
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Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of
1934
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November
16, 2010
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Date
of Report (date of earliest event
reported)
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NOTIFY
TECHNOLOGY CORPORATION
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(Exact
name of Registrant as specified in its
charter)
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California
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000-23025
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77-0382248
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(State
or other jurisdiction of
incorporation)
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(Commission
File Number)
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(I.R.S.
Employer
Identification
Number)
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1054
S. De Anza Blvd., Suite 202,
San
Jose, CA 95129
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(Address
of principal executive offices, including zip code)
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(408)
777-7920
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(Registrant’s
telephone number, including area
code)
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Not
Applicable
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(Former
name or former address, if changed since last
report)
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Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
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o
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR
240.13e-4(c))
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Section
7 – Regulation FD
Item
7.01 Regulation FD Disclosure.
On
November 16, 2010, Paul DePond, the President and Chief Executive Officer of
Notify Technology Corporation (the “Company”), sent a letter to Galloway Capital
Management, LLC (“Galloway”) to respond to a letter the Company had received
from Galloway on November 3, 2010. The full text of the letter is
attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated
by reference into this Item 7.01.
The
information in this Item 7.01 and Exhibit 99.1 of Item 9.01 is being furnished
pursuant to Regulation FD and shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to the liabilities of that Section. In
addition, the information in this Item 7.01 and Exhibit 99.1 of Item 9.01 shall
not be incorporated by reference into the filings of the Company under the
Securities Act of 1933, as amended, or the Exchange Act, except as shall be
expressly set forth by specific reference in such filing.
Section
9 – Financial Statements and Exhibits
Item
9.01 Financial Statements and Exhibits.
(d) Exhibits
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Exhibit
No.
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Description
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99.1
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Letter
to Galloway Capital Management, LLC dated November 16,
2010
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-2-
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this Report to be signed on its behalf by the undersigned hereunto
duly authorized.
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NOTIFY
TECHNOLOGY CORPORATION
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Date:
November 16, 2010
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By:
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/s/
Gerald W. Rice
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Gerald
W. Rice
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Chief
Financial Officer
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-3-
EXHIBIT
INDEX
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Exhibit
No.
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Description
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99.1
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Letter
to Galloway Capital Management, LLC dated November 16,
2010
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-4-